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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
501
Live Nation Entertainment
LYV
$42.9B
$5K ﹤0.01%
175
– –
MAS icon
502
Masco
MAS
$14.6B
$5K ﹤0.01%
137
– –
MMI icon
503
Marcus & Millichap
MMI
$1.2B
$5K ﹤0.01%
+175
New +$4.63K
OC icon
504
Owens Corning
OC
$11B
$5K ﹤0.01%
100
– –
PARA
505
DELISTED
Paramount Global Class B
PARA
$5K ﹤0.01%
100
– –
SBGI icon
506
Sinclair Inc
SBGI
$1.02B
$5K ﹤0.01%
180
– –
SCI icon
507
Service Corp International
SCI
$11.8B
$5K ﹤0.01%
203
– –
SGMO
508
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$5K ﹤0.01%
1,000
– –
TRIP icon
509
TripAdvisor
TRIP
$1.7B
$5K ﹤0.01%
80
– –
GAP
510
The Gap Inc
GAP
$7.3B
$5K ﹤0.01%
208
– –
HA
511
DELISTED
Hawaiian Holdings, Inc.
HA
$5K ﹤0.01%
100
– –
UMPQ
512
DELISTED
Umpqua Holdings Corp
UMPQ
$5K ﹤0.01%
341
+4
+1% +$62
AMRB
513
DELISTED
American River Bankshares
AMRB
$5K ﹤0.01%
439
– –
WRI
514
DELISTED
Weingarten Realty Investors
WRI
$5K ﹤0.01%
116
– –
VVC
515
DELISTED
Vectren Corporation
VVC
$5K ﹤0.01%
100
– –
HDP
516
DELISTED
Hortonworks, Inc.
HDP
$5K ﹤0.01%
641
– –
SCTY
517
DELISTED
SolarCity Corporation
SCTY
$5K ﹤0.01%
280
– –
CN
518
DELISTED
Xtrackers MSCI All China Equity ETF
CN
$5K ﹤0.01%
+150
New +$4.54K
AU icon
519
AngloGold Ashanti
AU
$39.4B
$4K ﹤0.01%
220
+100
+83% +$1.9K
BDJ icon
520
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$4K ﹤0.01%
+481
New +$3.84K
BKT icon
521
BlackRock Income Trust
BKT
$331M
$4K ﹤0.01%
+185
New +$3.65K
CMS icon
522
CMS Energy
CMS
$23B
$4K ﹤0.01%
100
– –
CTRA
523
DELISTED
Coterra Energy
CTRA
$4K ﹤0.01%
+140
New +$3.5K
FAST icon
524
Fastenal
FAST
$54.8B
$4K ﹤0.01%
400
– –
FE icon
525
FirstEnergy
FE
$28.4B
$4K ﹤0.01%
128
– –
19 20
21
22 23

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.