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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$553M
AUM Growth
+$272M
Cap. Flow
+$263M
Cap. Flow %
47.49%
Top 10 Hldgs %
79.98%
Holding
716
New
48
Increased
114
Reduced
85
Closed
43

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$111M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$40.8M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$22.9M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$14.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.75M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$987K
3
FM
iShares Frontier and Select EM ETF
FM
+$549K
4
HPQ icon
HP
HPQ
+$305K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$214K

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.26%
3 Financials 1.16%
4 Healthcare 0.89%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HP icon
501
Helmerich & Payne
HP
$3.37B
$3K ﹤0.01%
60
– –
ICE icon
502
Intercontinental Exchange
ICE
$88.4B
$3K ﹤0.01%
50
– –
KMI icon
503
Kinder Morgan
KMI
$70.5B
$3K ﹤0.01%
197
-5,750
-97% -$137K
LRCX icon
504
Lam Research
LRCX
$372B
$3K ﹤0.01%
400
– –
MFIC icon
505
MidCap Financial Investment
MFIC
$796M
$3K ﹤0.01%
167
– –
NTRS icon
506
Northern Trust
NTRS
$22.4B
$3K ﹤0.01%
36
– –
PBW icon
507
Invesco WilderHill Clean Energy ETF
PBW
$407M
$3K ﹤0.01%
146
– –
PLD icon
508
Prologis
PLD
$136B
$3K ﹤0.01%
65
– –
PWR icon
509
Quanta Services
PWR
$98.7B
$3K ﹤0.01%
150
– –
TBT icon
510
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$3K ﹤0.01%
62
– –
TEL icon
511
TE Connectivity
TEL
$59.9B
$3K ﹤0.01%
50
– –
TNL icon
512
Travel + Leisure Co
TNL
$4.61B
$3K ﹤0.01%
91
– –
VFC icon
513
VF Corp
VFC
$5.87B
$3K ﹤0.01%
55
– –
VRTX icon
514
Vertex Pharmaceuticals
VRTX
$122B
$3K ﹤0.01%
26
– –
RJA
515
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$3K ﹤0.01%
400
– –
ZNGA
516
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3K ﹤0.01%
1,000
– –
JAX
517
DELISTED
J. Alexander's Holdings, Inc.
JAX
$3K ﹤0.01%
230
– –
CHKR
518
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$3K ﹤0.01%
1,142
– –
IDTI
519
DELISTED
Integrated Device Technology I
IDTI
$3K ﹤0.01%
100
– –
AAV
520
DELISTED
Advantage Oil & Gas Ltd
AAV
$3K ﹤0.01%
528
– –
EQY
521
DELISTED
Equity One
EQY
– –
0
– –
DRII
522
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$3K ﹤0.01%
100
– –
HAWK
523
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$3K ﹤0.01%
60
+49
+445% +$2.19K
AEG icon
524
Aegon
AEG
$14B
$2K ﹤0.01%
435
– –
AGD
525
abrdn Global Dynamic Dividend Fund
AGD
$316M
– –
0
– –
19 20
21
22 23

Similar funds

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2015 Portfolio in Review

As of Q4 2015, Allworth Financial held 716 positions worth $553M, up 97% from $281M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial deployed $263M of net new capital in Q4 2015, opening 48 new positions and adding to 114 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 3.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $6.75M trimmed.

  • Allworth Financial's largest Q4 2015 buy was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $111M increase.
  • Allworth Financial's biggest Q4 2015 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $6.75M.
  • Allworth Financial fully exited Pinnacle West Capital in Q4 2015, selling an estimated $109K.
  • Allworth Financial's ten largest holdings make up 80% of its $553M portfolio in Q4 2015.
  • Allworth Financial opened 48 new positions and closed 43 in Q4 2015.
  • Allworth Financial's portfolio value rose 97% quarter-over-quarter to $553M.

Based on Allworth Financial's 13F filing for Q4 2015, filed 16 Feb 2016.