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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
459
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFNS
5001
T3 Defense Inc
DFNS
$46.4M
– –
-16
Closed -$21.9K
NVEE
5002
DELISTED
NV5 Global
NVEE
– –
-75
Closed -$1.73K
NXE icon
5003
NexGen Energy
NXE
$6.65B
– –
-1,629
Closed -$11.3K
TEAD
5004
Teads Holding Co
TEAD
$80.2M
– –
-94
Closed -$251
OCTW icon
5005
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$323M
– –
-306
Closed -$11.3K
OLO
5006
DELISTED
Olo Inc
OLO
– –
-559
Closed -$4.98K
OPAD icon
5007
Offerpad Solutions
OPAD
$21.8M
– –
-1
Closed -$7
PAPR icon
5008
Innovator US Equity Power Buffer ETF April
PAPR
$960M
– –
-1,569
Closed -$58.5K
PARAA
5009
DELISTED
Paramount Global Class A
PARAA
– –
-654
Closed -$15K
PARA
5010
DELISTED
Paramount Global Class B
PARA
– –
-3,276
Closed -$42.3K
PET
5011
DELISTED
Wag!
PET
– –
-45,000
Closed -$10.4K
PFEB icon
5012
Innovator US Equity Power Buffer ETF February
PFEB
$926M
– –
-3,711
Closed -$141K
PJAN icon
5013
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
– –
-477
Closed -$21K
PLL
5014
DELISTED
Piedmont Lithium
PLL
– –
-5
Closed -$30
PMX
5015
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-38,570
Closed -$265K
PPBI
5016
DELISTED
Pacific Premier Bancorp
PPBI
– –
-379
Closed -$7.99K
PRFD icon
5017
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
$237M
– –
-211
Closed -$10.8K
PXE icon
5018
Invesco Energy Exploration & Production ETF
PXE
$79M
– –
-7
Closed -$196
QID icon
5019
ProShares UltraShort QQQ
QID
$251M
– –
-86
Closed -$2.04K
QPFF
5020
DELISTED
American Century Quality Preferred ETF
QPFF
– –
-2,504
Closed -$88.5K
RDFN
5021
DELISTED
Redfin
RDFN
– –
-218
Closed -$2.44K
LNAI
5022
Lunai Bioworks
LNAI
$11.2M
– –
-2
Closed -$36
RISR icon
5023
FolioBeyond Alternative Income and Interest Rate Hedge ETF
RISR
$312M
– –
-2,200
Closed -$80.5K
RNAC icon
5024
Cartesian Therapeutics
RNAC
$245M
– –
-15
Closed -$156
ROM icon
5025
ProShares Ultra Technology
ROM
$1.27B
– –
-200
Closed -$15.2K
199 200
201
202 203

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 459 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 459 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.