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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
476
DELISTED
Tiffany & Co.
TIF
$19K ﹤0.01%
200
– –
TDC icon
477
Teradata
TDC
$3.03B
$18K ﹤0.01%
582
– –
TDOC icon
478
Teladoc Health
TDOC
$1.2B
$18K ﹤0.01%
273
– –
VDC icon
479
Vanguard Consumer Staples ETF
VDC
$7.96B
$18K ﹤0.01%
118
– –
BPL
480
DELISTED
Buckeye Partners, L.P.
BPL
$18K ﹤0.01%
+449
New +$18.5K
AWR icon
481
American States Water
AWR
$3.33B
$17K ﹤0.01%
+184
New +$15.4K
GPN icon
482
Global Payments
GPN
$23.5B
$17K ﹤0.01%
+108
New +$17.6K
LEN icon
483
Lennar Class A
LEN
$20.4B
$17K ﹤0.01%
310
– –
PGX icon
484
Invesco Preferred ETF
PGX
$3.8B
$17K ﹤0.01%
1,150
+2
+0.2% +$30
SCHW
485
Charles Schwab
SCHW
$184B
$17K ﹤0.01%
408
– –
TRP icon
486
TC Energy
TRP
$68.9B
$17K ﹤0.01%
335
+109
+48% +$5.44K
VLO icon
487
Valero Energy
VLO
$88.9B
$17K ﹤0.01%
196
– –
ROIC
488
DELISTED
Retail Opportunity Investments Corp.
ROIC
$17K ﹤0.01%
910
– –
AABA
489
DELISTED
Altaba Inc
AABA
$17K ﹤0.01%
875
– –
CGW icon
490
Invesco S&P Global Water Index ETF
CGW
$1.06B
$16K ﹤0.01%
420
– –
IGV icon
491
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$16K ﹤0.01%
370
– –
IWS icon
492
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$16K ﹤0.01%
183
– –
KHC icon
493
Kraft Heinz
KHC
$31.2B
$16K ﹤0.01%
556
+1
+0.2% +$29
MRSH
494
Marsh
MRSH
$92B
$16K ﹤0.01%
163
– –
NAD icon
495
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$16K ﹤0.01%
1,092
+12
+1% +$172
NFG icon
496
National Fuel Gas
NFG
$7.86B
$16K ﹤0.01%
348
– –
NWN icon
497
Northwest Natural Holdings
NWN
$2.05B
$16K ﹤0.01%
230
– –
TSM icon
498
TSMC
TSM
$2.1T
$16K ﹤0.01%
+350
New +$14.9K
MBII
499
DELISTED
Marrone Bio Innovations, Inc.
MBII
$16K ﹤0.01%
11,266
– –
CDK
500
DELISTED
CDK Global, Inc.
CDK
$16K ﹤0.01%
324
– –
18 19
20
21 22

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CS
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.