We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$553M
AUM Growth
+$272M
Cap. Flow
+$263M
Cap. Flow %
47.49%
Top 10 Hldgs %
79.98%
Holding
716
New
48
Increased
114
Reduced
85
Closed
43

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$111M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$40.8M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$22.9M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$14.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.75M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$987K
3
FM
iShares Frontier and Select EM ETF
FM
+$549K
4
HPQ icon
HP
HPQ
+$305K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$214K

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.26%
3 Financials 1.16%
4 Healthcare 0.89%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSC icon
476
SPS Commerce
SPSC
$2.64B
$4K ﹤0.01%
120
– –
TWO
477
Two Harbors Investment
TWO
$1.27B
– –
0
– –
UAL icon
478
United Airlines
UAL
$39.4B
$4K ﹤0.01%
67
– –
HA
479
DELISTED
Hawaiian Holdings, Inc.
HA
$4K ﹤0.01%
100
– –
SIEN
480
DELISTED
Sientra, Inc.
SIEN
$4K ﹤0.01%
68
– –
ABB
481
DELISTED
ABB Ltd
ABB
$4K ﹤0.01%
+200
New +$3.68K
FMO
482
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$4K ﹤0.01%
65
– –
WRI
483
DELISTED
Weingarten Realty Investors
WRI
$4K ﹤0.01%
116
– –
VVC
484
DELISTED
Vectren Corporation
VVC
$4K ﹤0.01%
100
– –
LVLT
485
DELISTED
Level 3 Communications Inc
LVLT
$4K ﹤0.01%
82
– –
BXLT
486
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$4K ﹤0.01%
101
– –
EQC.PRE
487
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$4K ﹤0.01%
+163
New +$4.18K
GG
488
DELISTED
Goldcorp Inc
GG
$4K ﹤0.01%
345
– –
BCS.PRA.CL
489
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$4K ﹤0.01%
+138
New +$3.57K
RHT
490
DELISTED
Red Hat Inc
RHT
$4K ﹤0.01%
44
– –
AB icon
491
AllianceBernstein
AB
$3.43B
$3K ﹤0.01%
133
– –
AFG icon
492
American Financial Group
AFG
$11.8B
$3K ﹤0.01%
36
– –
AIG icon
493
American International
AIG
$41.7B
$3K ﹤0.01%
47
-180
-79% -$11K
AZN icon
494
AstraZeneca
AZN
$263B
$3K ﹤0.01%
50
– –
BCE icon
495
BCE
BCE
$20.2B
$3K ﹤0.01%
80
– –
CC icon
496
Chemours
CC
$2.5B
$3K ﹤0.01%
610
+80
+15% +$511
COF icon
497
Capital One
COF
$128B
$3K ﹤0.01%
36
– –
EBAY icon
498
eBay
EBAY
$50.6B
$3K ﹤0.01%
100
– –
ESP icon
499
Espey Mfg & Electronics Corp
ESP
$177M
$3K ﹤0.01%
100
– –
GSK icon
500
GSK
GSK
$104B
$3K ﹤0.01%
68
-1,028
-94% -$52.4K
18 19
20
21 22

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2015 Portfolio in Review

As of Q4 2015, Allworth Financial held 716 positions worth $553M, up 97% from $281M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial deployed $263M of net new capital in Q4 2015, opening 48 new positions and adding to 114 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 3.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $6.75M trimmed.

  • Allworth Financial's largest Q4 2015 buy was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $111M increase.
  • Allworth Financial's biggest Q4 2015 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $6.75M.
  • Allworth Financial fully exited Pinnacle West Capital in Q4 2015, selling an estimated $109K.
  • Allworth Financial's ten largest holdings make up 80% of its $553M portfolio in Q4 2015.
  • Allworth Financial opened 48 new positions and closed 43 in Q4 2015.
  • Allworth Financial's portfolio value rose 97% quarter-over-quarter to $553M.

Based on Allworth Financial's 13F filing for Q4 2015, filed 16 Feb 2016.