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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.33%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$109B
$64.7M 0.55%
685,984
+44,750
+7% +$4.47M
MSFT icon
27
Microsoft
MSFT
$3.45T
$57.8M 0.5%
183,013
+5,968
+3% +$1.97M
QQQ icon
28
Invesco QQQ Trust
QQQ
$453B
$48.9M 0.42%
136,419
-11,030
-7% -$4.09M
SPTM icon
29
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$46.4M 0.4%
884,366
+13,291
+2% +$726K
VUG icon
30
Vanguard Morningstar Growth ETF
VUG
$220B
$45.1M 0.39%
994,626
+23,628
+2% +$1.12M
SUB icon
31
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$45.1M 0.39%
438,264
+12,719
+3% +$1.32M
DFCF icon
32
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$45M 0.39%
1,114,376
+110,201
+11% +$4.54M
IVW icon
33
iShares S&P 500 Growth ETF
IVW
$73.8B
$44.3M 0.38%
647,887
+23,470
+4% +$1.66M
IWF icon
34
iShares Russell 1000 Growth ETF
IWF
$121B
$39.6M 0.34%
595,520
-24,664
-4% -$1.7M
JEPI icon
35
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$39M 0.33%
729,017
+28,638
+4% +$1.58M
HDEF icon
36
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$38.4M 0.33%
1,700,699
+49,107
+3% +$1.13M
PGX icon
37
Invesco Preferred ETF
PGX
$3.81B
$38.3M 0.33%
3,495,425
-83,322
-2% -$932K
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$137B
$36.2M 0.31%
384,501
+26,126
+7% +$2.52M
VTV icon
39
Vanguard Morningstar Value ETF
VTV
$188B
$35.3M 0.3%
255,681
+9,358
+4% +$1.34M
IUSG icon
40
iShares Core S&P US Growth ETF
IUSG
$31.7B
$34.4M 0.3%
363,047
-5,480
-1% -$538K
SPYD icon
41
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$34.2M 0.29%
975,066
+77,776
+9% +$2.89M
IUSV icon
42
iShares Core S&P US Value ETF
IUSV
$27.2B
$34.1M 0.29%
457,486
-1,678
-0.4% -$132K
MUB icon
43
iShares National Muni Bond ETF
MUB
$45.1B
$33.2M 0.28%
323,853
+148
+0% +$15.6K
SPIB icon
44
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$30.7M 0.26%
976,113
+44,939
+5% +$1.43M
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.1T
$29.6M 0.25%
84,601
+2,025
+2% +$718K
VMBS icon
46
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$28.8M 0.25%
658,062
+54,470
+9% +$2.45M
FALN icon
47
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$28.3M 0.24%
1,139,130
+1,396
+0.1% +$35.2K
UITB icon
48
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.64B
$28.1M 0.24%
630,717
+87,910
+16% +$3.99M
VWO icon
49
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$28M 0.24%
714,027
-74,137
-9% -$3.03M
VEA icon
50
Vanguard FTSE Developed Markets ETF
VEA
$229B
$27.9M 0.24%
637,292
-115,583
-15% -$5.29M
1
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3 4 5

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SC
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.