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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$9.03B
AUM Growth
+$1.11B
Cap. Flow
+$681M
Cap. Flow %
7.54%
Top 10 Hldgs %
55.04%
Holding
3,300
New
261
Increased
1,209
Reduced
838
Closed
316

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$368M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$238M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$80.5M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$73.1M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$42.9M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$354M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$26.1M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$17.7M
4
DFSD
Dimensional Short-Duration Fixed Income ETF
DFSD
+$14.8M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$12M

Sector Composition

Rank Sector Weight
1 Technology 2.03%
2 Financials 1.1%
3 Healthcare 0.93%
4 Industrials 0.77%
5 Consumer Staples 0.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
26
iShares Core S&P 500 ETF
IVV
$876B
$57M 0.63%
148,422
-31,204
-17% -$12M
QQQ icon
27
Invesco QQQ Trust
QQQ
$452B
$54.4M 0.6%
204,379
-15,498
-7% -$4.29M
VYM icon
28
Vanguard High Dividend Yield ETF
VYM
$80.9B
$53.4M 0.59%
493,171
+107,828
+28% +$11.5M
VONV icon
29
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$47M 0.52%
705,519
+25,820
+4% +$1.7M
PGX icon
30
Invesco Preferred ETF
PGX
$3.81B
$46.9M 0.52%
4,193,748
+1,563,739
+59% +$18.1M
SUB icon
31
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$44.8M 0.5%
429,997
+117,898
+38% +$12.2M
JPST icon
32
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$44.6M 0.49%
889,744
+220,598
+33% +$11.1M
DFCF icon
33
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$42M 0.46%
1,010,385
+136,702
+16% +$5.65M
MSFT icon
34
Microsoft
MSFT
$3.45T
$38.5M 0.43%
160,511
+6,172
+4% +$1.48M
SPTM icon
35
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$37.2M 0.41%
787,545
+11,215
+1% +$533K
IJR icon
36
iShares Core S&P Small-Cap ETF
IJR
$109B
$35.2M 0.39%
371,848
+68,929
+23% +$6.61M
IEI icon
37
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$35.1M 0.39%
305,483
+17,024
+6% +$1.95M
VEA icon
38
Vanguard FTSE Developed Markets ETF
VEA
$229B
$34.1M 0.38%
812,520
-95,039
-10% -$3.85M
MUB icon
39
iShares National Muni Bond ETF
MUB
$45.1B
$33.9M 0.38%
321,341
+22,966
+8% +$2.39M
SCHX icon
40
Schwab US Large- Cap ETF
SCHX
$71.6B
$33.8M 0.37%
2,248,734
-38,184
-2% -$578K
VTV icon
41
Vanguard Morningstar Value ETF
VTV
$188B
$32.8M 0.36%
233,503
-11,653
-5% -$1.61M
JEPI icon
42
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$31.9M 0.35%
585,971
+33,654
+6% +$1.83M
DFAT icon
43
Dimensional US Targeted Value ETF
DFAT
$14.6B
$31.9M 0.35%
725,175
+130,118
+22% +$5.72M
VUG icon
44
Vanguard Morningstar Growth ETF
VUG
$219B
$30.9M 0.34%
869,772
-27,024
-3% -$994K
SPIB icon
45
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$30.5M 0.34%
959,092
-35,720
-4% -$1.13M
IUSV icon
46
iShares Core S&P US Value ETF
IUSV
$27.1B
$25.4M 0.28%
359,299
+10,315
+3% +$717K
EFA icon
47
iShares MSCI EAFE ETF
EFA
$78B
$25M 0.28%
380,397
-282,626
-43% -$17.7M
IUSG icon
48
iShares Core S&P US Growth ETF
IUSG
$31.6B
$24.1M 0.27%
296,159
+118,212
+66% +$9.88M
HDEF icon
49
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$23.9M 0.26%
1,096,080
+827,610
+308% +$16.9M
UITB icon
50
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.64B
$23.9M 0.26%
525,197
+52,568
+11% +$2.38M
1
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SC
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JG
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Allworth Financial's Q4 2022 Portfolio in Review

As of Q4 2022, Allworth Financial held 3,300 positions worth $9.03B, up 14% from $7.92B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Allworth Financial deployed $681M of net new capital in Q4 2022, opening 261 new positions and adding to 1,209 existing holdings. Its largest new stake was Dimensional National Municipal Bond ETF: 31,362 shares worth $1.5M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $354M trimmed.

  • Allworth Financial's largest Q4 2022 buy was Dimensional National Municipal Bond ETF: 31,362 shares worth $1.5M.
  • Allworth Financial added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2022, an estimated $368M increase.
  • Allworth Financial's biggest Q4 2022 reduction was iShares Floating Rate Bond ETF, cutting an estimated $354M.
  • Allworth Financial fully exited WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund in Q4 2022, selling an estimated $5.41M.
  • Allworth Financial's ten largest holdings make up 55% of its $9.03B portfolio in Q4 2022.
  • Allworth Financial opened 261 new positions and closed 316 in Q4 2022.
  • Allworth Financial's portfolio value rose 14% quarter-over-quarter to $9.03B.

Based on Allworth Financial's 13F filing for Q4 2022, filed 13 Jan 2023.