We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAC icon
26
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
$40.2M 0.57%
1,389,288
+402,465
+41% +$11.4M
BIV icon
27
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$39.5M 0.56%
450,733
-40,843
-8% -$3.62M
DFAX icon
28
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.9B
$38.1M 0.54%
1,460,176
+456,722
+46% +$11.9M
FIXD icon
29
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$36.3M 0.51%
681,244
-5,546
-0.8% -$296K
MSFT icon
30
Microsoft
MSFT
$3.35T
$35M 0.5%
104,196
+1,105
+1% +$358K
VTV icon
31
Vanguard Morningstar Value ETF
VTV
$188B
$34.1M 0.48%
231,793
-1,062
-0.5% -$152K
DFAU icon
32
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$32.2M 0.46%
976,451
+73,148
+8% +$2.35M
IJR icon
33
iShares Core S&P Small-Cap ETF
IJR
$110B
$31.8M 0.45%
277,673
+139,739
+101% +$15.9M
IXUS icon
34
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$31.6M 0.45%
444,754
+25,024
+6% +$1.8M
JPST icon
35
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$31.4M 0.45%
622,670
-69,526
-10% -$3.52M
IJH icon
36
iShares Core S&P Mid-Cap ETF
IJH
$122B
$31.3M 0.44%
552,585
+448,205
+429% +$24.9M
GSLC icon
37
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$30.4M 0.43%
319,083
-89,089
-22% -$8.19M
VUG icon
38
Vanguard Morningstar Growth ETF
VUG
$218B
$30M 0.43%
560,778
-20,742
-4% -$1.08M
MUB icon
39
iShares National Muni Bond ETF
MUB
$45.2B
$29.9M 0.42%
257,025
+16,792
+7% +$1.95M
GOVT icon
40
iShares US Treasury Bond ETF
GOVT
$43.7B
$29.2M 0.41%
1,092,996
+137,066
+14% +$3.63M
VOO icon
41
Vanguard S&P 500 ETF
VOO
$972B
$29.1M 0.41%
66,681
+57,375
+617% +$24.2M
IUSV icon
42
iShares Core S&P US Value ETF
IUSV
$27.2B
$29M 0.41%
380,350
+4,876
+1% +$362K
SUB icon
43
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$27.6M 0.39%
256,885
-7,402
-3% -$795K
VYM icon
44
Vanguard High Dividend Yield ETF
VYM
$80.9B
$25.2M 0.36%
224,610
+178
+0.1% +$19.4K
PGX icon
45
Invesco Preferred ETF
PGX
$3.81B
$25.2M 0.36%
1,677,223
+462,602
+38% +$6.9M
EFA icon
46
iShares MSCI EAFE ETF
EFA
$78.5B
$25M 0.35%
318,231
+7,878
+3% +$624K
IAGG icon
47
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$24.1M 0.34%
442,110
-49,211
-10% -$2.71M
VMBS icon
48
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$24M 0.34%
455,116
+454,995
+376,029% +$24.1M
MBB icon
49
iShares MBS ETF
MBB
$39.1B
$24M 0.34%
223,658
+26,792
+14% +$2.88M
BBAG icon
50
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$22.7M 0.32%
420,712
+93,219
+28% +$5.04M
1
2
3 4 5

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.