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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
26
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$33.6M 0.56%
789,125
-13,488
-2% -$578K
VTV icon
27
Vanguard Morningstar Value ETF
VTV
$188B
$31.5M 0.53%
232,855
-4,031
-2% -$561K
IXUS icon
28
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$29.8M 0.5%
419,730
+7,061
+2% +$515K
MSFT icon
29
Microsoft
MSFT
$3.35T
$29.1M 0.48%
103,091
+12
+0% +$3.49K
SUB icon
30
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$28.4M 0.47%
264,287
+30,463
+13% +$3.29M
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$218B
$28.1M 0.47%
581,520
+46,926
+9% +$2.34M
MUB icon
32
iShares National Muni Bond ETF
MUB
$45.2B
$27.9M 0.47%
240,233
+20,314
+9% +$2.38M
QQQ icon
33
Invesco QQQ Trust
QQQ
$450B
$27.5M 0.46%
76,786
+58,241
+314% +$21.4M
DFAU icon
34
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$27.2M 0.45%
903,303
+47,085
+5% +$1.45M
IAGG icon
35
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$27M 0.45%
491,321
-92,311
-16% -$5.14M
IUSV icon
36
iShares Core S&P US Value ETF
IUSV
$27.2B
$26.6M 0.44%
375,474
+6,000
+2% +$436K
DFAC icon
37
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
$26.2M 0.44%
986,823
+117,875
+14% +$3.2M
DFAX icon
38
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.9B
$26M 0.43%
+1,003,454
New +$26.6M
GOVT icon
39
iShares US Treasury Bond ETF
GOVT
$43.7B
$25.4M 0.42%
955,930
+363,457
+61% +$9.73M
SPIB icon
40
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$24.3M 0.41%
665,287
-54,885
-8% -$2.02M
EFA icon
41
iShares MSCI EAFE ETF
EFA
$78.5B
$24.2M 0.4%
310,353
+50,286
+19% +$4.02M
VYM icon
42
Vanguard High Dividend Yield ETF
VYM
$80.9B
$23.2M 0.39%
224,432
-3,589
-2% -$379K
MBB icon
43
iShares MBS ETF
MBB
$39.1B
$21.3M 0.36%
196,866
+73,251
+59% +$7.94M
VEA icon
44
Vanguard FTSE Developed Markets ETF
VEA
$230B
$21.3M 0.36%
421,612
+26,519
+7% +$1.38M
VOT icon
45
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$19.6M 0.33%
82,817
-1,332
-2% -$322K
PGX icon
46
Invesco Preferred ETF
PGX
$3.81B
$18.3M 0.3%
1,214,621
+1,183,605
+3,816% +$18M
BBAG icon
47
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$17.8M 0.3%
327,493
-16,260
-5% -$891K
IEMG icon
48
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$17.6M 0.29%
285,038
+14,982
+6% +$954K
USIG icon
49
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$17.4M 0.29%
288,761
+109,144
+61% +$6.65M
PRF icon
50
Invesco FTSE RAFI US 1000 ETF
PRF
$9.78B
$17.1M 0.29%
540,410
-71,000
-12% -$2.29M
1
2
3 4 5

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CS
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SC
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EARNEST Partners
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JG
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Walleye Capital
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Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.