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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
26
iShares Core S&P US Value ETF
IUSV
$27.5B
$14.1M 0.5%
224,079
+847
+0.4% +$51.1K
GSLC icon
27
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$13.1M 0.46%
203,139
-61,364
-23% -$3.81M
AAPL icon
28
Apple
AAPL
$4.99T
$12.7M 0.44%
172,456
+192
+0.1% +$12.4K
IEMG icon
29
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$8.86M 0.31%
164,890
+5,488
+3% +$283K
IXUS icon
30
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$8.58M 0.3%
138,602
-162
-0.1% -$9.71K
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.37M 0.29%
188,134
-7,356
-4% -$312K
IVV icon
32
iShares Core S&P 500 ETF
IVV
$871B
$7.95M 0.28%
24,580
+6,470
+36% +$2M
INTC icon
33
Intel
INTC
$435B
$7.16M 0.25%
119,622
+864
+0.7% +$48.4K
SCZ icon
34
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$6.89M 0.24%
110,715
+5,624
+5% +$338K
USMV icon
35
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$5.85M 0.21%
89,179
+935
+1% +$60K
VB icon
36
Vanguard Small-Cap ETF
VB
$80.2B
$5.71M 0.2%
34,454
-745
-2% -$119K
FDL icon
37
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$5.54M 0.19%
170,208
+17,382
+11% +$553K
SHM icon
38
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$5.44M 0.19%
110,686
-50,175
-31% -$2.46M
VBR icon
39
Vanguard Small-Cap Value ETF
VBR
$37.7B
$5.08M 0.18%
37,081
+22,643
+157% +$3M
HDV
40
iShares Core High Dividend ETF
HDV
$14.7B
$4.76M 0.17%
242,955
-2,360
-1% -$45K
RDIV icon
41
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$4.26M 0.15%
107,956
+290
+0.3% +$11.1K
CVX icon
42
Chevron
CVX
$374B
$4.2M 0.15%
34,844
-3,578
-9% -$421K
VV icon
43
Vanguard Large-Cap ETF
VV
$52B
$4.14M 0.15%
27,994
+51
+0.2% +$7.21K
QQQ icon
44
Invesco QQQ Trust
QQQ
$445B
$3.34M 0.12%
15,700
+12,909
+463% +$2.58M
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.11T
$3.29M 0.12%
14,521
+2,518
+21% +$547K
RAVI icon
46
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$2.92M 0.1%
+38,514
New +$2.92M
JNJ icon
47
Johnson & Johnson
JNJ
$643B
$2.73M 0.1%
18,723
+904
+5% +$123K
DVY icon
48
iShares Select Dividend ETF
DVY
$24.1B
$2.44M 0.09%
23,043
-92
-0.4% -$9.48K
PFF icon
49
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.25M 0.08%
59,789
+420
+0.7% +$15.7K
VZ icon
50
Verizon
VZ
$201B
$2.24M 0.08%
36,425
+2,608
+8% +$157K
1
2
3 4 5

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SC
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.