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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$193M
AUM Growth
+$14.8M
Cap. Flow
+$6.31M
Cap. Flow %
3.27%
Top 10 Hldgs %
84.79%
Holding
83
New
18
Increased
33
Reduced
15
Closed
9

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.75M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$973K
3
IWB icon
iShares Russell 1000 ETF
IWB
+$415K
4
ROK icon
Rockwell Automation
ROK
+$402K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$315K

Top Sells

Rank Stock Value
1
ALEX
Alexander & Baldwin
ALEX
+$210K
2
BAC icon
Bank of America
BAC
+$200K
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$191K
4
CAA
CalAtlantic Group, Inc.
CAA
+$182K
5
CNSL
Consolidated Communications Holdings, Inc.
CNSL
+$179K

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Communication Services 3.89%
3 Energy 2.62%
4 Financials 2.06%
5 Consumer Staples 1.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
26
Invesco QQQ Trust
QQQ
$449B
$617K 0.32%
7,822
+716
+10% +$54.5K
BAC icon
27
Bank of America
BAC
$436B
$564K 0.29%
40,844
-13,994
-26% -$200K
WCN
28
Waste Connections
WCN
$42.7B
$548K 0.28%
18,105
+1
+0% +$29
HD icon
29
Home Depot
HD
$335B
$532K 0.28%
7,010
+790
+13% +$61K
PEP icon
30
PepsiCo
PEP
$191B
$504K 0.26%
6,341
-71
-1% -$5.83K
BA icon
31
Boeing
BA
$167B
$492K 0.26%
4,191
-50
-1% -$5.39K
PCG icon
32
PG&E
PCG
$47.2B
$478K 0.25%
11,672
+120
+1% +$5.22K
SO icon
33
Southern Company
SO
$109B
$466K 0.24%
11,316
+68
+0.6% +$2.93K
WFC icon
34
Wells Fargo
WFC
$264B
$465K 0.24%
11,254
+100
+0.9% +$4.27K
ROK icon
35
Rockwell Automation
ROK
$51.9B
$440K 0.23%
+4,114
New +$402K
CMCSA icon
36
Comcast
CMCSA
$80.9B
$439K 0.23%
19,468
+352
+2% +$7.66K
MDT icon
37
Medtronic
MDT
$108B
$436K 0.23%
8,183
+1,262
+18% +$67.9K
EIX icon
38
Edison International
EIX
$30.3B
$435K 0.23%
9,441
+9
+0.1% +$426
IWB icon
39
iShares Russell 1000 ETF
IWB
$47.7B
$418K 0.22%
+4,444
New +$415K
ORCL icon
40
Oracle
ORCL
$345B
$407K 0.21%
12,264
+370
+3% +$12K
MO icon
41
Altria Group
MO
$122B
$354K 0.18%
10,297
+126
+1% +$4.44K
F icon
42
Ford
F
$58.5B
$351K 0.18%
20,816
+199
+1% +$3.36K
PM icon
43
Philip Morris
PM
$305B
$322K 0.17%
3,720
+96
+3% +$8.39K
DIS icon
44
Walt Disney
DIS
$168B
$321K 0.17%
4,980
+119
+2% +$7.63K
IVV icon
45
iShares Core S&P 500 ETF
IVV
$869B
$316K 0.16%
+1,869
New +$315K
VUG icon
46
Vanguard Growth ETF
VUG
$216B
$316K 0.16%
22,374
+54
+0.2% +$744
WMT icon
47
Walmart Inc
WMT
$889B
$299K 0.16%
12,135
+15
+0.1% +$378
BOND icon
48
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$298K 0.15%
2,816
-365
-11% -$38.3K
DIA icon
49
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$296K 0.15%
1,961
-1
-0.1% -$153
COST icon
50
Costco
COST
$422B
$276K 0.14%
2,396
– –
1
2
3 4

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CS
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SC
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Allworth Financial's Q3 2013 Portfolio in Review

As of Q3 2013, Allworth Financial held 83 positions worth $193M, up 8.3% from $178M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Allworth Financial deployed $6.31M of net new capital in Q3 2013, opening 18 new positions and adding to 33 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 4,444 shares worth $418K.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.8% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was Bank of America, an estimated $200K trimmed.

  • Allworth Financial's largest Q3 2013 buy was iShares Russell 1000 ETF: 4,444 shares worth $418K.
  • Allworth Financial added most to Vanguard Total Stock Market ETF in Q3 2013, an estimated $2.75M increase.
  • Allworth Financial's biggest Q3 2013 reduction was Bank of America, cutting an estimated $200K.
  • Allworth Financial fully exited Alexander & Baldwin in Q3 2013, selling an estimated $210K.
  • Allworth Financial's ten largest holdings make up 85% of its $193M portfolio in Q3 2013.
  • Allworth Financial opened 18 new positions and closed 9 in Q3 2013.
  • Allworth Financial's portfolio value rose 8.3% quarter-over-quarter to $193M.

Based on Allworth Financial's 13F filing for Q3 2013, filed 14 Nov 2013.