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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
458
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETWO
4951
DELISTED
E2open Parent Holdings
ETWO
– –
-393
Closed -$1.27K
EVRI
4952
DELISTED
Everi Holdings
EVRI
– –
-597
Closed -$8.5K
HYPD
4953
Hyperion DeFi Inc
HYPD
$41.4M
– –
-3,500
Closed -$36.3K
POWR
4954
iShares U.S. Power Infrastructure ETF
POWR
$456M
– –
-10
Closed -$238
FL
4955
DELISTED
Foot Locker
FL
– –
-13,339
Closed -$327K
FONR
4956
DELISTED
Fonar
FONR
– –
-1,000
Closed -$15K
FPEI icon
4957
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
– –
-45
Closed -$855
GBAB
4958
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
– –
-7,000
Closed -$105K
GCV
4959
Gabelli Convertible and Income Securities Fund
GCV
$93.9M
– –
-1,012
Closed -$3.88K
GLU
4960
Gabelli Utility & Income Trust
GLU
$116M
– –
-2,692
Closed -$46.6K
GMS
4961
DELISTED
GMS Inc
GMS
– –
-357
Closed -$38.8K
GOGL
4962
DELISTED
Golden Ocean Group
GOGL
– –
-1,042
Closed -$7.63K
GRND icon
4963
Grindr
GRND
$3.16B
– –
-94
Closed -$2.13K
GVI icon
4964
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
– –
-21
Closed -$2.24K
HEQ
4965
John Hancock Hedged Equity & Income Fund
HEQ
$139M
– –
-470
Closed -$4.97K
HES
4966
DELISTED
Hess
HES
– –
-1,243
Closed -$172K
HGER icon
4967
Harbor Commodity All-Weather Strategy ETF
HGER
$3.65B
– –
-1,300
Closed -$31.6K
HLAL icon
4968
Wahed FTSE USA Shariah ETF
HLAL
$947M
– –
-410
Closed -$21.9K
HOFT icon
4969
Hooker Furnishings Corp
HOFT
$159M
– –
-14
Closed -$149
STRR
4970
Star Equity Holdings
STRR
$42.5M
– –
-1
Closed -$9
HYEM icon
4971
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
– –
-20
Closed -$397
INFU icon
4972
InfuSystem Holdings
INFU
$245M
– –
-30
Closed -$188
IPDP
4973
DELISTED
Dividend Performers ETF
IPDP
– –
-1,003,752
Closed -$20.2M
IPPP
4974
DELISTED
Preferred-Plus ETF
IPPP
– –
-694,547
Closed -$6.79M
ISEP icon
4975
Innovator International Developed Power Buffer ETF September
ISEP
$66.3M
– –
-1,000
Closed -$30.9K
197 198
199
200 201

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CS
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SC
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JG
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 458 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 458 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.