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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATR icon
451
AptarGroup
ATR
$8.69B
$579K 0.01%
4,632
+13
+0.3% +$1.59K
ENSG icon
452
The Ensign Group
ENSG
$10.4B
$579K 0.01%
6,230
+44
+0.7% +$4.16K
CWT icon
453
California Water Service
CWT
$3.08B
$579K 0.01%
12,232
+6,243
+104% +$316K
MDYG icon
454
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.89B
$572K ﹤0.01%
8,278
-467
-5% -$33.6K
FPE icon
455
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$571K ﹤0.01%
35,735
+156
+0.4% +$2.51K
GPC icon
456
Genuine Parts
GPC
$18.1B
$564K ﹤0.01%
3,905
-4,677
-54% -$726K
XLP icon
457
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$563K ﹤0.01%
8,187
+56
+0.7% +$4.1K
FAAR icon
458
First Trust Alternative Absolute Return Strategy ETF
FAAR
$189M
$563K ﹤0.01%
19,627
-374
-2% -$10.8K
IWS icon
459
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$561K ﹤0.01%
5,374
+262
+5% +$28.9K
SNPE icon
460
Xtrackers S&P 500 ESG ETF
SNPE
$2.73B
$560K ﹤0.01%
14,294
-29
-0.2% -$1.18K
STZ icon
461
Constellation Brands
STZ
$22.3B
$559K ﹤0.01%
2,223
+55
+3% +$14.4K
KMI icon
462
Kinder Morgan
KMI
$69.3B
$557K ﹤0.01%
33,601
-10,412
-24% -$179K
C icon
463
Citigroup
C
$231B
$555K ﹤0.01%
13,494
+2,070
+18% +$90.9K
DON icon
464
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$555K ﹤0.01%
13,548
-6,527
-33% -$278K
CL icon
465
Colgate-Palmolive
CL
$74.4B
$551K ﹤0.01%
7,746
-1,011
-12% -$75.6K
OXY icon
466
Occidental Petroleum
OXY
$53.5B
$550K ﹤0.01%
8,471
+4,509
+114% +$284K
MGK icon
467
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$544K ﹤0.01%
11,995
-6,805
-36% -$321K
FTA icon
468
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$544K ﹤0.01%
8,400
+95
+1% +$6.43K
CINF icon
469
Cincinnati Financial
CINF
$27.3B
$544K ﹤0.01%
5,316
+105
+2% +$11K
CRUS icon
470
Cirrus Logic
CRUS
$6.53B
$539K ﹤0.01%
7,283
+5
+0.1% +$391
HCA icon
471
HCA Healthcare
HCA
$88.7B
$537K ﹤0.01%
2,182
+65
+3% +$17.8K
IBML
472
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$536K ﹤0.01%
20,993
– –
IBTF
473
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$535K ﹤0.01%
23,176
+8,676
+60% +$200K
YUM icon
474
Yum! Brands
YUM
$41.6B
$534K ﹤0.01%
4,275
+224
+6% +$29.5K
DD icon
475
DuPont de Nemours
DD
$19.9B
$533K ﹤0.01%
5,688
-226
-4% -$21.2K
17 18
19
20 21

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CS
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SC
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JG
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.