We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
451
Enterprise Products Partners
EPD
$81.9B
$232K ﹤0.01%
10,742
+525
+5% +$11.9K
CTVA icon
452
Corteva
CTVA
$50.7B
$230K ﹤0.01%
5,471
+40
+0.7% +$1.73K
SLY
453
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$230K ﹤0.01%
2,424
+1,411
+139% +$134K
VRSK icon
454
Verisk Analytics
VRSK
$25.1B
$228K ﹤0.01%
1,138
+71
+7% +$13.8K
AVTR icon
455
Avantor
AVTR
$9.25B
$225K ﹤0.01%
+5,510
New +$215K
MET icon
456
MetLife
MET
$62B
$222K ﹤0.01%
3,594
+2,703
+303% +$163K
PSX icon
457
Phillips 66
PSX
$82.7B
$222K ﹤0.01%
3,165
-58
-2% -$4.2K
UNG icon
458
United States Natural Gas Fund
UNG
$457M
$222K ﹤0.01%
2,750
– –
PDM
459
Piedmont Realty Trust
PDM
$1.24B
$221K ﹤0.01%
12,665
– –
YUM icon
460
Yum! Brands
YUM
$40.6B
$221K ﹤0.01%
1,804
+9
+0.5% +$1.14K
STZ icon
461
Constellation Brands
STZ
$22.4B
$220K ﹤0.01%
1,046
+173
+20% +$37.8K
BEN icon
462
Franklin Resources
BEN
$17.9B
$219K ﹤0.01%
7,354
-721
-9% -$22.5K
BNY
463
Bank of New York Mellon
BNY
$106B
$219K ﹤0.01%
4,216
+2,480
+143% +$129K
FSK icon
464
FS KKR Capital
FSK
$3.11B
$219K ﹤0.01%
9,951
+23
+0.2% +$507
HDEF icon
465
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.33B
$217K ﹤0.01%
9,538
+59
+0.6% +$1.43K
ROP icon
466
Roper Technologies
ROP
$38.8B
$217K ﹤0.01%
+486
New +$233K
EEMX icon
467
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$178M
$216K ﹤0.01%
+5,794
New +$224K
FTEC icon
468
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$216K ﹤0.01%
1,824
+1,218
+201% +$149K
SAM icon
469
Boston Beer
SAM
$1.94B
$215K ﹤0.01%
422
+22
+6% +$15K
JPIB icon
470
JPMorgan International Bond Opportunities ETF
JPIB
$2.12B
$214K ﹤0.01%
4,161
– –
CWT icon
471
California Water Service
CWT
$3.05B
$213K ﹤0.01%
3,612
+2,005
+125% +$123K
CEVA icon
472
CEVA Inc
CEVA
$1.01B
$211K ﹤0.01%
4,941
– –
SHV icon
473
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$210K ﹤0.01%
1,904
-420
-18% -$46.4K
VTWO icon
474
Vanguard Russell 2000 ETF
VTWO
$18B
$210K ﹤0.01%
2,378
– –
AAP icon
475
Advance Auto Parts
AAP
$3.36B
$208K ﹤0.01%
997
+717
+256% +$149K
17 18
19
20 21

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.