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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STOR
451
DELISTED
STORE Capital Corporation
STOR
$22K ﹤0.01%
592
– –
VTWG icon
452
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$21K ﹤0.01%
153
– –
XLF icon
453
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$21K ﹤0.01%
761
+2
+0.3% +$55
RTL
454
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$21K ﹤0.01%
1,517
-1,201
-44% -$14.6K
EMN icon
455
Eastman Chemical
EMN
$8B
$20K ﹤0.01%
270
– –
GPC icon
456
Genuine Parts
GPC
$17.1B
$20K ﹤0.01%
200
– –
PCAR icon
457
PACCAR
PCAR
$69.8B
$20K ﹤0.01%
423
– –
QTEC icon
458
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$20K ﹤0.01%
+230
New +$20.1K
UMPQ
459
DELISTED
Umpqua Holdings Corp
UMPQ
$20K ﹤0.01%
1,212
– –
BAC.PRL icon
460
Bank of America Series L
BAC.PRL
$3.97B
$19K ﹤0.01%
+13
New +$18.6K
FANG icon
461
Diamondback Energy
FANG
$57.1B
$19K ﹤0.01%
210
– –
FXD icon
462
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$19K ﹤0.01%
+460
New +$19.5K
FXH icon
463
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$19K ﹤0.01%
+254
New +$19.4K
FXL icon
464
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$19K ﹤0.01%
+296
New +$20K
FXR icon
465
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$19K ﹤0.01%
+465
New +$19.4K
FXZ icon
466
First Trust Materials AlphaDEX Fund
FXZ
$368M
$19K ﹤0.01%
+509
New +$18.8K
HTD
467
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$19K ﹤0.01%
656
– –
IWF icon
468
iShares Russell 1000 Growth ETF
IWF
$121B
$19K ﹤0.01%
468
-88
-16% -$3.53K
KIM icon
469
Kimco Realty
KIM
$17.2B
$19K ﹤0.01%
928
+14
+2% +$266
KTOS icon
470
Kratos Defense & Security Solutions
KTOS
$8.74B
$19K ﹤0.01%
1,000
– –
MSEX icon
471
Middlesex Water
MSEX
$1.08B
$19K ﹤0.01%
300
– –
MUE
472
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$19K ﹤0.01%
+1,505
New +$19.2K
NTAP icon
473
NetApp
NTAP
$35B
$19K ﹤0.01%
353
– –
WDAY icon
474
Workday
WDAY
$39.6B
$19K ﹤0.01%
111
– –
XLB icon
475
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$19K ﹤0.01%
636
– –
17 18
19
20 21

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.