We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
458
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPRN icon
4576
Princeton Bancorp
BPRN
$288M
$255 ﹤0.01%
8
+6
+300% +$194
GWH icon
4577
ESS Tech
GWH
$19.8M
$253 ﹤0.01%
166
– –
ALEC icon
4578
Alector
ALEC
$203M
$249 ﹤0.01%
84
-116
-58% -$256
ASRT
4579
DELISTED
Assertio
ASRT
$247 ﹤0.01%
19
– –
NODK icon
4580
NI Holdings
NODK
$318M
$245 ﹤0.01%
18
+1
+6% +$13
PAY icon
4581
Paymentus
PAY
$5.05B
$245 ﹤0.01%
8
– –
LCTD icon
4582
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$291M
$238 ﹤0.01%
4
– –
PROF
4583
Profound Medical
PROF
$289M
$235 ﹤0.01%
48
– –
OMER icon
4584
Omeros
OMER
$952M
$234 ﹤0.01%
+57
New +$226
REFI
4585
Chicago Atlantic Real Estate Finance
REFI
$256M
$231 ﹤0.01%
18
-6
-25% -$82
CVEO icon
4586
Civeo
CVEO
$325M
$230 ﹤0.01%
10
– –
FRAF icon
4587
Franklin Financial Services
FRAF
$283M
$230 ﹤0.01%
+5
New +$216
SOL
4588
DELISTED
Emeren Group
SOL
$227 ﹤0.01%
120
– –
TBBK icon
4589
The Bancorp
TBBK
$2.95B
$225 ﹤0.01%
+3
New +$209
RGP icon
4590
Resources Connection
RGP
$145M
$223 ﹤0.01%
+44
New +$226
AEYE icon
4591
AudioEye
AEYE
$72.2M
$222 ﹤0.01%
16
-17
-52% -$212
HWBK icon
4592
Hawthorn Bancshares
HWBK
$278M
$218 ﹤0.01%
+7
New +$213
SSTI icon
4593
SoundThinking
SSTI
$101M
$218 ﹤0.01%
+18
New +$224
CBZ icon
4594
CBIZ
CBZ
$2.96B
$212 ﹤0.01%
4
-3
-43% -$193
SRDX
4595
DELISTED
Surmodics
SRDX
$210 ﹤0.01%
+7
New +$234
FGDL icon
4596
Franklin Responsibly Sourced Gold ETF
FGDL
$438M
$207 ﹤0.01%
+4
New +$185
STRZ
4597
Starz Entertainment Corp
STRZ
$432M
$207 ﹤0.01%
14
-5
-26% -$73
PDEX icon
4598
Pro-Dex
PDEX
$209M
$204 ﹤0.01%
+6
New +$258
TTGT icon
4599
TechTarget
TTGT
$312M
$204 ﹤0.01%
35
-77
-69% -$510
EE icon
4600
Excelerate Energy
EE
$1.21B
$202 ﹤0.01%
8
-119
-94% -$2.97K
182 183
184
185 186

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.25% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 458 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 458 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.