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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRB icon
426
W.R. Berkley
WRB
$27.1B
$36K ﹤0.01%
1,181
– –
RPAI
427
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$36K ﹤0.01%
2,703
+18
+0.7% +$242
BDX icon
428
Becton Dickinson
BDX
$45.6B
$35K ﹤0.01%
130
+20
+18% +$4.99K
CCI icon
429
Crown Castle
CCI
$33.3B
$35K ﹤0.01%
247
– –
OKE icon
430
Oneok
OKE
$56.7B
$35K ﹤0.01%
465
+140
+43% +$10K
PEG icon
431
Public Service Enterprise Group
PEG
$38.4B
$35K ﹤0.01%
600
– –
BFZ
432
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$34K ﹤0.01%
2,524
– –
FSK icon
433
FS KKR Capital
FSK
$2.95B
$34K ﹤0.01%
1,389
+44
+3% +$1.05K
GPC icon
434
Genuine Parts
GPC
$17.2B
$34K ﹤0.01%
323
+123
+62% +$12.6K
WLY icon
435
John Wiley & Sons Class A
WLY
$2.66B
$34K ﹤0.01%
697
– –
FIHD
436
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$34K ﹤0.01%
162
– –
APTS
437
DELISTED
Preferred Apartment Communities, Inc.
APTS
$34K ﹤0.01%
2,548
+527
+26% +$7.28K
MGC icon
438
Vanguard Morningstar Mega Cap ETF
MGC
$9.97B
$33K ﹤0.01%
+292
New +$31.2K
RDS.B
439
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$33K ﹤0.01%
544
– –
FTC icon
440
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$32K ﹤0.01%
+443
New +$31.4K
NTES icon
441
NetEase
NTES
$85.4B
$32K ﹤0.01%
+525
New +$30.8K
CCEP icon
442
Coca-Cola Europacific Partners
CCEP
$48.4B
$31K ﹤0.01%
600
+500
+500% +$26.3K
MAIN icon
443
Main Street Capital
MAIN
$5.05B
$31K ﹤0.01%
719
+4
+0.6% +$171
VLO icon
444
Valero Energy
VLO
$92.3B
$31K ﹤0.01%
334
+138
+70% +$13K
WDC icon
445
Western Digital
WDC
$191B
$31K ﹤0.01%
652
+4
+0.6% +$167
ASH icon
446
Ashland
ASH
$3.32B
$30K ﹤0.01%
392
– –
ILCB icon
447
iShares Morningstar US Equity ETF
ILCB
$1.27B
$30K ﹤0.01%
644
– –
TTE icon
448
TotalEnergies
TTE
$196B
$30K ﹤0.01%
545
– –
ZBH icon
449
Zimmer Biomet
ZBH
$18.1B
$30K ﹤0.01%
209
– –
PRSP
450
DELISTED
Perspecta Inc. Common Stock
PRSP
$30K ﹤0.01%
1,133
+256
+29% +$6.82K
16 17
18
19 20

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.