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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
426
GSK
GSK
$107B
$9K ﹤0.01%
165
+49
+42% +$2.69K
HLF icon
427
Herbalife
HLF
$1.3B
$9K ﹤0.01%
278
– –
JAKK icon
428
Jakks Pacific
JAKK
$303M
$9K ﹤0.01%
100
– –
MINT icon
429
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$9K ﹤0.01%
+87
New +$8.81K
SSD icon
430
Simpson Manufacturing
SSD
$7.79B
$9K ﹤0.01%
+200
New +$8.52K
CTXS
431
DELISTED
Citrix Systems Inc
CTXS
$9K ﹤0.01%
126
– –
TFCFA
432
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$9K ﹤0.01%
360
– –
CVO
433
DELISTED
Cenevo, Inc.
CVO
$9K ﹤0.01%
1,332
-1
-0.1% -$7
TRCO
434
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$9K ﹤0.01%
240
– –
WOOF
435
DELISTED
VCA Inc.
WOOF
$9K ﹤0.01%
135
– –
HR
436
DELISTED
Healthcare Realty Trust Incorporated
HR
$9K ﹤0.01%
255
– –
AAL icon
437
American Airlines Group
AAL
$9.82B
$8K ﹤0.01%
224
+24
+12% +$848
AOR icon
438
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$8K ﹤0.01%
191
– –
BRW
439
Saba Capital Income & Opportunities Fund
BRW
$336M
$8K ﹤0.01%
733
– –
IDA icon
440
Idacorp
IDA
$8B
$8K ﹤0.01%
100
– –
PCAR icon
441
PACCAR
PCAR
$70.5B
$8K ﹤0.01%
192
+81
+73% +$3.08K
SPH icon
442
Suburban Propane Partners
SPH
$1.21B
– –
0
– –
WAB icon
443
Wabtec
WAB
$49.3B
$8K ﹤0.01%
+100
New +$7.34K
XLV icon
444
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$8K ﹤0.01%
114
+60
+111% +$4.42K
ABB
445
DELISTED
ABB Ltd
ABB
$8K ﹤0.01%
340
+140
+70% +$3K
ANDV
446
DELISTED
Andeavor
ANDV
$8K ﹤0.01%
+95
New +$7.32K
FTR
447
DELISTED
Frontier Communications Corp.
FTR
$8K ﹤0.01%
132
– –
SPLS
448
DELISTED
Staples Inc
SPLS
$8K ﹤0.01%
882
+161
+22% +$1.42K
AWK icon
449
American Water Works
AWK
$27B
$7K ﹤0.01%
+100
New +$7.82K
BLK icon
450
Blackrock
BLK
$167B
$7K ﹤0.01%
20
-5
-20% -$1.82K
16 17
18
19 20

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.