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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
458
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANNX icon
4451
Annexon
ANNX
$886M
$464 ﹤0.01%
152
+107
+238% +$266
ADVM
4452
DELISTED
Adverum Biotechnologies
ADVM
$463 ﹤0.01%
102
– –
SHLS icon
4453
Shoals Technologies Group
SHLS
$1.5B
$460 ﹤0.01%
+62
New +$381
AMRN
4454
Amarin Corp
AMRN
$303M
$459 ﹤0.01%
28
+23
+460% +$357
ZK
4455
DELISTED
Zeekr
ZK
$458 ﹤0.01%
+15
New +$435
MBUU icon
4456
Malibu Boats
MBUU
$567M
$455 ﹤0.01%
14
+7
+100% +$239
VSTM icon
4457
Verastem
VSTM
$592M
$451 ﹤0.01%
+51
New +$380
PSCI icon
4458
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$449 ﹤0.01%
3
– –
WTBA icon
4459
West Bancorporation
WTBA
$485M
$448 ﹤0.01%
22
+16
+267% +$315
TASK icon
4460
TaskUs
TASK
$669M
$447 ﹤0.01%
+25
New +$432
THW
4461
abrdn World Healthcare Fund
THW
$551M
$446 ﹤0.01%
35
+1
+3% +$11
BST icon
4462
BlackRock Science and Technology Trust
BST
$1.69B
$445 ﹤0.01%
11
+4
+57% +$158
QSIX
4463
Pacer Metaurus Nasdaq 100 Dividend Multiplier 600 ETF
QSIX
$19.2M
$445 ﹤0.01%
+12
New +$428
BAI
4464
iShares A.I. Innovation and Tech Active ETF
BAI
$13.7B
$445 ﹤0.01%
+13
New +$410
BWFG icon
4465
Bankwell Financial Group
BWFG
$533M
$443 ﹤0.01%
10
– –
AVBP icon
4466
ArriVent BioPharma
AVBP
$1.44B
$443 ﹤0.01%
24
-99
-80% -$1.95K
ATOM icon
4467
Atomera
ATOM
$212M
$442 ﹤0.01%
100
– –
AVDX
4468
DELISTED
AvidXchange
AVDX
$438 ﹤0.01%
44
– –
BVN icon
4469
Compañía de Minas Buenaventura
BVN
$8.67B
$438 ﹤0.01%
+18
New +$337
OESX icon
4470
Orion Energy Systems
OESX
$80.6M
$438 ﹤0.01%
50
– –
OGEN icon
4471
Oragenics
OGEN
$2.48M
$438 ﹤0.01%
+334
New +$422
MBX
4472
MBX Biosciences
MBX
$3.23B
$438 ﹤0.01%
25
– –
CSTL icon
4473
Castle Biosciences
CSTL
$979M
$433 ﹤0.01%
19
+14
+280% +$284
EWH icon
4474
iShares MSCI Hong Kong ETF
EWH
$1.22B
$431 ﹤0.01%
20
– –
GPRE icon
4475
Green Plains
GPRE
$1.03B
$431 ﹤0.01%
+49
New +$429
177 178
179
180 181

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CS
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 458 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 458 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.