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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
458
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LENZ
4276
LENZ Therapeutics
LENZ
$168M
$932 ﹤0.01%
20
– –
SHEN icon
4277
Shenandoah Telecom
SHEN
$746M
$926 ﹤0.01%
69
-1,307
-95% -$18K
YOLO icon
4278
AdvisorShares Pure Cannabis ETF
YOLO
$31.1M
$917 ﹤0.01%
260
– –
GSIT icon
4279
GSI Technology
GSIT
$258M
$913 ﹤0.01%
248
– –
STEM icon
4280
Stem
STEM
$52.7M
$912 ﹤0.01%
52
– –
SLI
4281
Standard Lithium
SLI
$584M
$910 ﹤0.01%
270
-500
-65% -$1.4K
WVE icon
4282
Wave Life Sciences
WVE
$1.2B
$908 ﹤0.01%
124
– –
PRLB icon
4283
Protolabs
PRLB
$2.13B
$901 ﹤0.01%
18
+4
+29% +$183
FEMY icon
4284
Femasys
FEMY
$8.03M
$899 ﹤0.01%
128
– –
CHPT icon
4285
ChargePoint
CHPT
$161M
$896 ﹤0.01%
82
– –
SHE icon
4286
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$893 ﹤0.01%
7
– –
JKS
4287
JinkoSolar
JKS
$891M
$890 ﹤0.01%
37
– –
DAWN
4288
DELISTED
Day One Biopharmaceuticals
DAWN
$889 ﹤0.01%
126
-4
-3% -$28
SMRT icon
4289
SmartRent
SMRT
$272M
$887 ﹤0.01%
629
-716
-53% -$919
BLDP
4290
Ballard Power Systems
BLDP
$790M
$884 ﹤0.01%
325
– –
OBT icon
4291
Orange County Bancorp
OBT
$518M
$883 ﹤0.01%
35
+11
+46% +$287
ACRE
4292
Ares Commercial Real Estate
ACRE
$270M
$880 ﹤0.01%
+195
New +$906
XSLV icon
4293
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$880 ﹤0.01%
19
– –
AZZ icon
4294
AZZ Inc
AZZ
$4.54B
$874 ﹤0.01%
8
+3
+60% +$333
NMFC icon
4295
New Mountain Finance
NMFC
$732M
$866 ﹤0.01%
90
+44
+96% +$456
SRCE icon
4296
1st Source
SRCE
$2.12B
$862 ﹤0.01%
14
+11
+367% +$690
SAIL
4297
SailPoint Inc
SAIL
$10.6B
$862 ﹤0.01%
39
-31
-44% -$649
AESI icon
4298
Atlas Energy Solutions
AESI
$1.41B
$860 ﹤0.01%
76
-204
-73% -$2.5K
PNTG icon
4299
Pennant Group
PNTG
$1.36B
$858 ﹤0.01%
34
+21
+162% +$515
HYXF icon
4300
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$195M
$855 ﹤0.01%
18
– –
170 171
172
173 174

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 458 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 458 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.