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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
401
Dow Inc
DOW
$21.6B
$819K 0.01%
15,894
+6,507
+69% +$349K
EIX icon
402
Edison International
EIX
$26.4B
$809K 0.01%
12,785
+126
+1% +$8.78K
XLV icon
403
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$800K 0.01%
6,217
+54
+0.9% +$7.17K
GSIE icon
404
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.1B
$799K 0.01%
26,618
-4,230
-14% -$132K
SLV icon
405
iShares Silver Trust
SLV
$30B
$797K 0.01%
39,172
+5,692
+17% +$123K
SCHH icon
406
Schwab US REIT ETF
SCHH
$11.4B
$796K 0.01%
44,871
+3,155
+8% +$60.7K
FBRT
407
Franklin BSP Realty Trust
FBRT
$627M
$788K 0.01%
59,492
-5,707
-9% -$79.5K
MKC icon
408
McCormick & Company Non-Voting
MKC
$14.1B
$781K 0.01%
10,325
-193
-2% -$16.1K
ES icon
409
Eversource Energy
ES
$27.2B
$780K 0.01%
13,409
-107
-0.8% -$7.13K
IWP icon
410
iShares Russell Mid-Cap Growth ETF
IWP
$20.5B
$773K 0.01%
8,464
+12
+0.1% +$1.15K
CVS icon
411
CVS Health
CVS
$127B
$773K 0.01%
11,070
+209
+2% +$14.8K
VEU icon
412
Vanguard FTSE All-World ex-US ETF
VEU
$68.2B
$772K 0.01%
14,886
+100
+0.7% +$5.41K
GSUS icon
413
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.28B
$769K 0.01%
13,125
-2,053
-14% -$125K
SOXX icon
414
iShares Semiconductor ETF
SOXX
$48.3B
$764K 0.01%
4,836
-600
-11% -$99.9K
FCAL icon
415
First Trust California Municipal High income ETF
FCAL
$220M
$760K 0.01%
16,087
-8,575
-35% -$416K
CACI icon
416
CACI
CACI
$11.4B
$757K 0.01%
2,411
-15
-0.6% -$5.02K
IWY icon
417
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$751K 0.01%
4,884
-244
-5% -$38.9K
CP icon
418
Canadian Pacific Kansas City
CP
$80.1B
$740K 0.01%
9,941
+651
+7% +$51.6K
XSOE icon
419
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$718K 0.01%
+26,935
New +$757K
BIV icon
420
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$717K 0.01%
9,916
-2,765
-22% -$205K
DPZ icon
421
Domino's
DPZ
$12.1B
$712K 0.01%
1,879
+38
+2% +$14.6K
IWR icon
422
iShares Russell Mid-Cap ETF
IWR
$57.1B
$711K 0.01%
10,274
+576
+6% +$42K
VDE icon
423
Vanguard Energy ETF
VDE
$9.73B
$699K 0.01%
5,517
-8
-0.1% -$979
VICI icon
424
VICI Properties
VICI
$29B
$694K 0.01%
23,843
-237
-1% -$7.35K
EXC icon
425
Exelon
EXC
$46.9B
$691K 0.01%
18,277
+453
+3% +$18.5K
15 16
17
18 19

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SC
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.