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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRC
401
DELISTED
California Resources Corporation
CRC
$41K ﹤0.01%
4,544
– –
IP icon
402
International Paper
IP
$21.9B
$40K ﹤0.01%
918
– –
ECL icon
403
Ecolab
ECL
$78.3B
$39K ﹤0.01%
200
– –
GEN icon
404
Gen Digital
GEN
$16.4B
$39K ﹤0.01%
1,509
+449
+42% +$11K
GLW icon
405
Corning
GLW
$121B
$39K ﹤0.01%
1,328
+226
+21% +$6.56K
HPS
406
John Hancock Preferred Income Fund III
HPS
$457M
$39K ﹤0.01%
+2,000
New +$38.2K
PYPL icon
407
PayPal
PYPL
$48.9B
$39K ﹤0.01%
358
-62
-15% -$6.46K
RMD icon
408
ResMed
RMD
$30.6B
$39K ﹤0.01%
+250
New +$36K
FTNT icon
409
Fortinet
FTNT
$118B
$38K ﹤0.01%
1,760
– –
GSK icon
410
GSK
GSK
$104B
$38K ﹤0.01%
643
-415
-39% -$23.1K
HFRO
411
Highland Opportunities and Income Fund
HFRO
$413M
$38K ﹤0.01%
3,035
– –
HR icon
412
Healthcare Realty
HR
$7.34B
$38K ﹤0.01%
+1,250
New +$37.4K
IHI icon
413
iShares US Medical Devices ETF
IHI
$3.13B
$38K ﹤0.01%
864
+6
+0.7% +$252
LULU icon
414
lululemon athletica
LULU
$13.6B
$38K ﹤0.01%
166
+104
+168% +$22.2K
PDX
415
PIMCO Dynamic Income Strategy Fund
PDX
$958M
$38K ﹤0.01%
2,329
– –
HAL icon
416
Halliburton
HAL
$26.9B
$37K ﹤0.01%
1,504
-284
-16% -$5.99K
MPC icon
417
Marathon Petroleum
MPC
$92B
$37K ﹤0.01%
609
+209
+52% +$13.1K
STWD icon
418
Starwood Property Trust
STWD
$5.93B
$37K ﹤0.01%
+1,500
New +$36.7K
XLF icon
419
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$37K ﹤0.01%
1,212
+451
+59% +$13.2K
DLR icon
420
Digital Realty Trust
DLR
$70.3B
$36K ﹤0.01%
301
– –
LNT icon
421
Alliant Energy
LNT
$18.2B
$36K ﹤0.01%
657
+1
+0.2% +$53
SHW icon
422
Sherwin-Williams
SHW
$82.7B
$36K ﹤0.01%
186
– –
TD icon
423
Toronto Dominion Bank
TD
$199B
$36K ﹤0.01%
640
– –
TREX icon
424
Trex
TREX
$4.53B
$36K ﹤0.01%
800
– –
WMB icon
425
Williams Companies
WMB
$87.6B
$36K ﹤0.01%
1,500
– –
15 16
17
18 19

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CS
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.