We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
376
Northrop Grumman
NOC
$77.9B
$504K 0.01%
1,303
+122
+10% +$45.4K
XLY icon
377
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$499K 0.01%
4,880
-354
-7% -$35.3K
C icon
378
Citigroup
C
$224B
$497K 0.01%
8,235
+238
+3% +$15.8K
WCN
379
Waste Connections
WCN
$42.3B
$496K 0.01%
3,642
-101
-3% -$13.4K
CPRT icon
380
Copart
CPRT
$27.2B
$484K 0.01%
12,776
+268
+2% +$9.95K
EFV icon
381
iShares MSCI EAFE Value ETF
EFV
$29B
$480K 0.01%
9,533
-1,737
-15% -$88.7K
VLUE icon
382
iShares MSCI USA Value Factor ETF
VLUE
$9.21B
$478K 0.01%
4,370
– –
MATX icon
383
Matsons
MATX
$6.28B
$475K 0.01%
5,280
– –
MS icon
384
Morgan Stanley
MS
$332B
$470K 0.01%
4,786
+801
+20% +$79.8K
HLTH
385
DELISTED
Cue Health Inc. Common Stock
HLTH
$469K 0.01%
+35,000
New +$385K
IGSB icon
386
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$467K 0.01%
8,662
-10,915
-56% -$591K
MAA icon
387
Mid-America Apartment Communities
MAA
$15.5B
$467K 0.01%
2,034
+281
+16% +$58.1K
AXON
388
Axon Enterprise
AXON
$46.4B
$466K 0.01%
2,966
-200
-6% -$33.6K
IWO icon
389
iShares Russell 2000 Growth ETF
IWO
$14.6B
$464K 0.01%
1,582
– –
ROK icon
390
Rockwell Automation
ROK
$53.5B
$464K 0.01%
1,331
-150
-10% -$49.7K
EMR icon
391
Emerson Electric
EMR
$86.7B
$457K 0.01%
4,920
+205
+4% +$19.3K
MTUM icon
392
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
$455K 0.01%
2,505
-346
-12% -$63.8K
PJP icon
393
Invesco Pharmaceuticals ETF
PJP
$467M
$452K 0.01%
5,568
-196
-3% -$15.5K
HPE icon
394
Hewlett Packard
HPE
$66.5B
$450K 0.01%
28,513
+1,374
+5% +$20.7K
SRLN icon
395
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$441K 0.01%
9,662
-2,394
-20% -$109K
AMD icon
396
Advanced Micro Devices
AMD
$790B
$439K 0.01%
3,053
+1,116
+58% +$150K
DD icon
397
DuPont de Nemours
DD
$19.1B
$436K 0.01%
4,304
+39
+0.9% +$3.71K
STIP icon
398
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$431K 0.01%
4,072
– –
XEL icon
399
Xcel Energy
XEL
$48.5B
$423K 0.01%
6,253
+1,933
+45% +$126K
MSI icon
400
Motorola Solutions
MSI
$72.6B
$407K 0.01%
1,496
+121
+9% +$30.5K
14 15
16
17 18

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.