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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
376
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$48K ﹤0.01%
33
– –
IIM icon
377
Invesco Value Municipal Income Trust
IIM
$587M
$47K ﹤0.01%
3,093
+35
+1% +$540
IWB icon
378
iShares Russell 1000 ETF
IWB
$48B
$46K ﹤0.01%
257
– –
TLT icon
379
iShares 20+ Year Treasury Bond ETF
TLT
$42B
$46K ﹤0.01%
342
+61
+22% +$8.49K
BALL icon
380
Ball Corp
BALL
$17.2B
$45K ﹤0.01%
700
+600
+600% +$40.7K
TCBK icon
381
TriCo Bancshares
TCBK
$1.85B
$45K ﹤0.01%
1,102
– –
FBIN icon
382
Fortune Brands Innovations
FBIN
$5.9B
$44K ﹤0.01%
+796
New +$41.9K
HST icon
383
Host Hotels & Resorts
HST
$17.2B
$44K ﹤0.01%
+2,349
New +$40.6K
APD icon
384
Air Products & Chemicals
APD
$65.5B
$43K ﹤0.01%
182
+1
+0.6% +$226
IVE icon
385
iShares S&P 500 Value ETF
IVE
$48.9B
$43K ﹤0.01%
334
+1
+0.3% +$124
PDM
386
Piedmont Realty Trust
PDM
$1.21B
$43K ﹤0.01%
1,938
– –
TM icon
387
Toyota
TM
$224B
$43K ﹤0.01%
308
+27
+10% +$3.77K
BDC icon
388
Belden
BDC
$4.83B
$42K ﹤0.01%
761
– –
CNI icon
389
Canadian National Railway
CNI
$77.1B
$42K ﹤0.01%
+465
New +$41.8K
ENB icon
390
Enbridge
ENB
$120B
$42K ﹤0.01%
1,052
+98
+10% +$3.66K
FXL icon
391
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$42K ﹤0.01%
573
+277
+94% +$19K
IGLB icon
392
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.61B
$42K ﹤0.01%
635
– –
NAC icon
393
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$42K ﹤0.01%
2,793
-532
-16% -$7.9K
SLB icon
394
SLB Ltd
SLB
$73.3B
$42K ﹤0.01%
1,039
+63
+6% +$2.25K
SWX icon
395
Southwest Gas
SWX
$6.54B
$42K ﹤0.01%
547
– –
VTR icon
396
Ventas
VTR
$47.6B
$42K ﹤0.01%
720
+3
+0.4% +$188
BMRC icon
397
Bank of Marin Bancorp
BMRC
$469M
$41K ﹤0.01%
900
– –
CWBC
398
Community West Bancshares
CWBC
$680M
$41K ﹤0.01%
1,910
– –
DE icon
399
Deere & Co
DE
$161B
$41K ﹤0.01%
236
+200
+556% +$34.4K
IBB icon
400
iShares Biotechnology ETF
IBB
$9.3B
$41K ﹤0.01%
340
-112
-25% -$12.5K
14 15
16
17 18

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CS
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SC
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EARNEST Partners
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JG
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Walleye Capital
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.