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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
376
Williams Companies
WMB
$87.5B
$36K ﹤0.01%
1,500
– –
BFZ
377
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$35K ﹤0.01%
2,524
– –
IHI icon
378
iShares US Medical Devices ETF
IHI
$3.13B
$35K ﹤0.01%
858
+126
+17% +$5.16K
LNT icon
379
Alliant Energy
LNT
$18.3B
$35K ﹤0.01%
656
– –
CCI icon
380
Crown Castle
CCI
$33.3B
$34K ﹤0.01%
247
– –
HAL icon
381
Halliburton
HAL
$26.9B
$34K ﹤0.01%
1,788
– –
SHW icon
382
Sherwin-Williams
SHW
$82.7B
$34K ﹤0.01%
186
– –
ENB icon
383
Enbridge
ENB
$119B
$33K ﹤0.01%
954
– –
LRCX icon
384
Lam Research
LRCX
$367B
$33K ﹤0.01%
1,430
– –
SLB icon
385
SLB Ltd
SLB
$73.6B
$33K ﹤0.01%
976
+305
+45% +$11.1K
RDS.B
386
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$33K ﹤0.01%
544
– –
RPAI
387
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$33K ﹤0.01%
+2,685
New +$31.6K
ZROZ icon
388
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$32K ﹤0.01%
+220
New +$30.3K
FSK icon
389
FS KKR Capital
FSK
$2.96B
$31K ﹤0.01%
1,345
+40
+3% +$938
GHY
390
PGIM Global High Yield Fund
GHY
$478M
$31K ﹤0.01%
+2,155
New +$31K
GLW icon
391
Corning
GLW
$119B
$31K ﹤0.01%
1,102
+1
+0.1% +$30
LTC
392
LTC Properties
LTC
$2.06B
$31K ﹤0.01%
+600
New +$28.9K
LVS icon
393
Las Vegas Sands
LVS
$31.7B
$31K ﹤0.01%
538
+356
+196% +$20.7K
MAIN icon
394
Main Street Capital
MAIN
$5.06B
$31K ﹤0.01%
715
+3
+0.4% +$128
WLY icon
395
John Wiley & Sons Class A
WLY
$2.65B
$31K ﹤0.01%
697
– –
AMD icon
396
Advanced Micro Devices
AMD
$776B
$30K ﹤0.01%
1,029
– –
ASH icon
397
Ashland
ASH
$3.33B
$30K ﹤0.01%
392
– –
FIHD
398
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$30K ﹤0.01%
162
– –
HQY icon
399
HealthEquity
HQY
$8.41B
$29K ﹤0.01%
500
– –
WDC icon
400
Western Digital
WDC
$188B
$29K ﹤0.01%
648
+2
+0.3% +$85
14 15
16
17 18

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.