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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$3.81B
AUM Growth
+$492M
Cap. Flow
+$158M
Cap. Flow %
4.15%
Top 10 Hldgs %
69.82%
Holding
1,486
New
241
Increased
382
Reduced
190
Closed
49

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$131M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$110M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$76.8M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.6M
5
BND icon
Vanguard Total Bond Market
BND
+$41M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$108M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$51.4M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$44.7M
4
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$39.1M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 1.7%
2 Financials 0.79%
3 Communication Services 0.62%
4 Real Estate 0.5%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
351
Moody's
MCO
$83.8B
$116K ﹤0.01%
400
– –
SCHW
352
Charles Schwab
SCHW
$188B
$116K ﹤0.01%
2,184
+1,663
+319% +$75.3K
NTUS
353
DELISTED
Natus Medical Inc
NTUS
$116K ﹤0.01%
5,789
– –
DFS
354
DELISTED
Discover Financial Services
DFS
$115K ﹤0.01%
1,269
-367
-22% -$27.4K
PAYX icon
355
Paychex
PAYX
$42.1B
$115K ﹤0.01%
1,234
-128
-9% -$11.4K
LQD icon
356
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$114K ﹤0.01%
827
+93
+13% +$12.7K
ZM icon
357
Zoom
ZM
$29.5B
$114K ﹤0.01%
339
– –
CI icon
358
Cigna
CI
$71.5B
$113K ﹤0.01%
542
– –
PXD
359
DELISTED
Pioneer Natural Resource Co.
PXD
$113K ﹤0.01%
991
– –
ENB icon
360
Enbridge
ENB
$113B
$108K ﹤0.01%
3,377
+38
+1% +$1.16K
IEO icon
361
iShares US Oil & Gas Exploration & Production ETF
IEO
$540M
$105K ﹤0.01%
+2,921
New +$91.4K
FDN icon
362
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$103K ﹤0.01%
484
-150
-24% -$30.3K
BOCH
363
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$103K ﹤0.01%
10,387
– –
WM icon
364
Waste Management
WM
$89.7B
$102K ﹤0.01%
864
-32
-4% -$3.73K
CCI icon
365
Crown Castle
CCI
$32.3B
$100K ﹤0.01%
629
+169
+37% +$27.4K
ETSY icon
366
Etsy
ETSY
$8.15B
$100K ﹤0.01%
561
+61
+12% +$9.17K
WBA
367
DELISTED
Walgreens Boots Alliance
WBA
$100K ﹤0.01%
2,509
-7
-0.3% -$271
BMO icon
368
Bank of Montreal
BMO
$127B
$99K ﹤0.01%
1,300
– –
PSN icon
369
Parsons
PSN
$5.1B
$99K ﹤0.01%
2,712
-1,537
-36% -$51.7K
MINT icon
370
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$98K ﹤0.01%
965
-171
-15% -$17.4K
CII icon
371
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$97K ﹤0.01%
5,600
– –
PAG icon
372
Penske Automotive Group
PAG
$14.2B
$97K ﹤0.01%
1,640
– –
QQQX icon
373
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$97K ﹤0.01%
3,716
– –
PDN icon
374
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$95K ﹤0.01%
2,751
-2,423
-47% -$77.5K
FISV
375
Fiserv Inc
FISV
$28.9B
$94K ﹤0.01%
829
+1
+0.1% +$108
13 14
15
16 17

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Allworth Financial held 1,486 positions worth $3.81B, up 15% from $3.32B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Allworth Financial deployed $158M of net new capital in Q4 2020, opening 241 new positions and adding to 382 existing holdings. Its largest new stake was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, down from 1.7% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $108M trimmed.

  • Allworth Financial's largest Q4 2020 buy was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $131M increase.
  • Allworth Financial's biggest Q4 2020 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $108M.
  • Allworth Financial fully exited LCNB Corp in Q4 2020, selling an estimated $73K.
  • Allworth Financial's ten largest holdings make up 70% of its $3.81B portfolio in Q4 2020.
  • Allworth Financial opened 241 new positions and closed 49 in Q4 2020.
  • Allworth Financial's portfolio value rose 15% quarter-over-quarter to $3.81B.

Based on Allworth Financial's 13F filing for Q4 2020, filed 26 Jan 2021.