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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-14.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$3.01B
AUM Growth
+$163M
Cap. Flow
+$711M
Cap. Flow %
23.61%
Top 10 Hldgs %
64.81%
Holding
1,382
New
270
Increased
418
Reduced
122
Closed
44

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$671M
2
BND icon
Vanguard Total Bond Market
BND
+$322M
3
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$139M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$53.4M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$40.6M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$555M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$353M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$17.6M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.22M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.18M

Sector Composition

Rank Sector Weight
1 Technology 2%
2 Communication Services 0.84%
3 Financials 0.63%
4 Healthcare 0.62%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
351
Franklin Premier Income Trust
PPT
$329M
$71K ﹤0.01%
15,680
– –
QQQX icon
352
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
$71K ﹤0.01%
3,716
– –
YUMC icon
353
Yum China
YUMC
$16.5B
$70K ﹤0.01%
1,648
+1
+0.1% +$45
AWR icon
354
American States Water
AWR
$3.36B
$69K ﹤0.01%
849
+665
+361% +$57K
DD icon
355
DuPont de Nemours
DD
$19.5B
$69K ﹤0.01%
1,605
+86
+6% +$5.26K
PSX icon
356
Phillips 66
PSX
$82.4B
$69K ﹤0.01%
1,277
+203
+19% +$16.5K
SHV icon
357
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$69K ﹤0.01%
+623
New +$68.9K
UPS icon
358
United Parcel Service
UPS
$87.7B
$69K ﹤0.01%
737
+6
+0.8% +$622
ITT icon
359
ITT
ITT
$19.2B
$68K ﹤0.01%
1,500
– –
SRPT icon
360
Sarepta Therapeutics
SRPT
$1.77B
$68K ﹤0.01%
699
– –
AFL icon
361
Aflac
AFL
$64.5B
$67K ﹤0.01%
1,959
+1
+0.1% +$46
USB icon
362
US Bancorp
USB
$99.4B
$67K ﹤0.01%
1,934
+174
+10% +$8.39K
BMO icon
363
Bank of Montreal
BMO
$127B
$65K ﹤0.01%
1,300
– –
PTY icon
364
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$65K ﹤0.01%
5,000
– –
TSN icon
365
Tyson Foods
TSN
$20.6B
$65K ﹤0.01%
1,117
+967
+645% +$72.2K
DOW icon
366
Dow Inc
DOW
$21.9B
$64K ﹤0.01%
2,206
– –
LIN icon
367
Linde
LIN
$226B
$64K ﹤0.01%
372
– –
SPLV icon
368
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$64K ﹤0.01%
1,379
+1,155
+516% +$64.7K
VEEV icon
369
Veeva Systems
VEEV
$35.4B
$64K ﹤0.01%
412
– –
PDN icon
370
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$63K ﹤0.01%
+2,718
New +$77.8K
WDFC icon
371
WD-40
WDFC
$3.1B
$63K ﹤0.01%
312
– –
ARKW icon
372
ARK Web x.0 ETF
ARKW
$1.71B
$62K ﹤0.01%
+1,173
New +$71.4K
PLBC icon
373
Plumas Bancorp
PLBC
$428M
$62K ﹤0.01%
3,349
– –
LVS icon
374
Las Vegas Sands
LVS
$29.9B
$61K ﹤0.01%
1,447
+407
+39% +$24.6K
TFC icon
375
Truist Financial
TFC
$64.2B
$61K ﹤0.01%
1,993
+113
+6% +$5.34K
13 14
15
16 17

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q1 2020 Portfolio in Review

As of Q1 2020, Allworth Financial held 1,382 positions worth $3.01B, up 5.7% from $2.85B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Allworth Financial deployed $711M of net new capital in Q1 2020, opening 270 new positions and adding to 418 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 2% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $555M trimmed.

  • Allworth Financial's largest Q1 2020 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.
  • Allworth Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2020, an estimated $671M increase.
  • Allworth Financial's biggest Q1 2020 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $555M.
  • Allworth Financial fully exited Ladenburg Thalmann Financial Services Inc in Q1 2020, selling an estimated $151K.
  • Allworth Financial's ten largest holdings make up 65% of its $3.01B portfolio in Q1 2020.
  • Allworth Financial opened 270 new positions and closed 44 in Q1 2020.
  • Allworth Financial's portfolio value rose 5.7% quarter-over-quarter to $3.01B.

Based on Allworth Financial's 13F filing for Q1 2020, filed 17 Apr 2020.