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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
351
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$42K ﹤0.01%
635
– –
IWB icon
352
iShares Russell 1000 ETF
IWB
$48.2B
$42K ﹤0.01%
257
-24
-9% -$3.94K
BDC icon
353
Belden
BDC
$4.85B
$41K ﹤0.01%
+761
New +$38.2K
HFRO
354
Highland Opportunities and Income Fund
HFRO
$417M
$41K ﹤0.01%
+3,035
New +$40.6K
PDX
355
PIMCO Dynamic Income Strategy Fund
PDX
$955M
$41K ﹤0.01%
+2,329
New +$43.9K
APD icon
356
Air Products & Chemicals
APD
$65.7B
$40K ﹤0.01%
181
– –
ECL icon
357
Ecolab
ECL
$78.1B
$40K ﹤0.01%
200
– –
ICLR icon
358
Icon
ICLR
$12.6B
$40K ﹤0.01%
273
– –
IVE icon
359
iShares S&P 500 Value ETF
IVE
$49B
$40K ﹤0.01%
333
+280
+528% +$32.9K
PDM
360
Piedmont Realty Trust
PDM
$1.21B
$40K ﹤0.01%
+1,938
New +$39.1K
TCBK icon
361
TriCo Bancshares
TCBK
$1.84B
$40K ﹤0.01%
1,102
– –
TLT icon
362
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$40K ﹤0.01%
281
– –
CNNE icon
363
Cannae Holdings
CNNE
$639M
$39K ﹤0.01%
1,428
– –
CWBC
364
Community West Bancshares
CWBC
$679M
$39K ﹤0.01%
1,910
+800
+72% +$16.4K
DLR icon
365
Digital Realty Trust
DLR
$69.7B
$39K ﹤0.01%
+301
New +$36.6K
FTEC icon
366
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$39K ﹤0.01%
606
– –
TM icon
367
Toyota
TM
$224B
$38K ﹤0.01%
281
– –
WRB icon
368
W.R. Berkley
WRB
$26.9B
$38K ﹤0.01%
1,181
– –
BMRC icon
369
Bank of Marin Bancorp
BMRC
$472M
$37K ﹤0.01%
900
– –
PEG icon
370
Public Service Enterprise Group
PEG
$38.2B
$37K ﹤0.01%
600
– –
SHY icon
371
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$37K ﹤0.01%
438
+318
+265% +$26.9K
TD icon
372
Toronto Dominion Bank
TD
$198B
$37K ﹤0.01%
640
– –
IP icon
373
International Paper
IP
$21.6B
$36K ﹤0.01%
918
– –
LHX icon
374
L3Harris
LHX
$51.6B
$36K ﹤0.01%
+172
New +$35.2K
TREX icon
375
Trex
TREX
$4.51B
$36K ﹤0.01%
800
– –
13 14
15
16 17

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CS
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.