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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FATH.WS
3576
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
– –
-25
Closed -$1
RADI
3577
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-24
Closed -$358
WWE
3578
DELISTED
World Wrestling Entertainment
WWE
– –
-526
Closed -$57.1K
RTL
3579
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-3,195
Closed -$21.6K
QUOT
3580
DELISTED
Quotient Technology Inc
QUOT
– –
-61
Closed -$235
BKI
3581
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-1,702
Closed -$102K
NUVA
3582
DELISTED
NuVasive, Inc.
NUVA
– –
-50
Closed -$2.08K
FOCS
3583
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-5
Closed -$263
FXLV
3584
DELISTED
F45 Training Holdings Inc.
FXLV
– –
-40,000
Closed -$20K
WE.WS
3585
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
– –
-5,000
Closed -$84
ARNC
3586
DELISTED
Arconic Corporation
ARNC
– –
-155
Closed -$4.58K
PTRA
3587
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-5
Closed -$6
PDCE
3588
DELISTED
PDC Energy, Inc.
PDCE
– –
-324
Closed -$23.1K
CPUH.WS
3589
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
– –
-50
Closed -$25
CPUH
3590
DELISTED
Compute Health Acquisition Corp.
CPUH
– –
-200
Closed -$2.13K
SPPI
3591
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-1,390
Closed -$1.33K
AJRD
3592
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-6
Closed -$330
VRAY
3593
DELISTED
ViewRay, Inc.
VRAY
– –
-34,789
Closed -$12.3K
NOVN
3594
DELISTED
Novan, Inc. Common Stock
NOVN
– –
-1,000
Closed -$430
LSI
3595
DELISTED
Life Storage, Inc.
LSI
– –
-28
Closed -$3.72K
ISEE
3596
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-74
Closed -$2.91K
TTCF
3597
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-1,251
Closed -$684
DSEY
3598
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
– –
-37
Closed -$311
USX
3599
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-2,000
Closed -$12.3K
OIG
3600
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-1
Closed -$3
141 142 143
144
145

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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.