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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
326
iShares MSCI USA Momentum Factor ETF
MTUM
$26.6B
$501K 0.01%
2,851
+61
+2% +$10.8K
TRV icon
327
Travelers Companies
TRV
$78.8B
$499K 0.01%
3,281
+2,448
+294% +$379K
UL icon
328
Unilever
UL
$138B
$498K 0.01%
8,166
+1,283
+19% +$81.8K
AVGO icon
329
Broadcom
AVGO
$2T
$495K 0.01%
10,210
+5,470
+115% +$266K
COIN icon
330
Coinbase
COIN
$39.8B
$494K 0.01%
2,172
+605
+39% +$149K
GLPI icon
331
Gaming and Leisure Properties
GLPI
$12.6B
$490K 0.01%
10,569
+10
+0.1% +$477
HYD icon
332
VanEck High Yield Muni ETF
HYD
$4.44B
$485K 0.01%
7,760
+65
+0.8% +$4.12K
BNDW icon
333
Vanguard Total World Bond ETF
BNDW
$1.89B
$484K 0.01%
6,056
– –
HTO
334
H2O America
HTO
$2.57B
$480K 0.01%
7,266
+2,411
+50% +$163K
WCN
335
Waste Connections
WCN
$41.9B
$471K 0.01%
3,743
+40
+1% +$5.06K
XLY icon
336
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$470K 0.01%
5,234
+2,668
+104% +$242K
ADP icon
337
Automatic Data Processing
ADP
$106B
$465K 0.01%
2,326
+1,590
+216% +$328K
IWO icon
338
iShares Russell 2000 Growth ETF
IWO
$15B
$464K 0.01%
1,582
– –
EW icon
339
Edwards Lifesciences
EW
$51.3B
$462K 0.01%
4,077
+3,529
+644% +$403K
PJP icon
340
Invesco Pharmaceuticals ETF
PJP
$471M
$446K 0.01%
+5,764
New +$465K
EMR icon
341
Emerson Electric
EMR
$86.4B
$444K 0.01%
4,715
+3,858
+450% +$385K
VLUE icon
342
iShares MSCI USA Value Factor ETF
VLUE
$9.45B
$440K 0.01%
4,370
+58
+1% +$6.03K
FLGE
343
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$438K 0.01%
623
– –
FALN icon
344
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$436K 0.01%
14,479
+3,227
+29% +$97.2K
ROK icon
345
Rockwell Automation
ROK
$49.4B
$435K 0.01%
1,481
+1
+0.1% +$307
CPRT icon
346
Copart
CPRT
$27B
$434K 0.01%
12,508
+332
+3% +$11.9K
STIP icon
347
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$430K 0.01%
4,072
– –
MATX icon
348
Matsons
MATX
$6.51B
$426K 0.01%
5,280
– –
NOC icon
349
Northrop Grumman
NOC
$78.6B
$425K 0.01%
1,181
+398
+51% +$144K
AXP icon
350
American Express
AXP
$235B
$411K 0.01%
2,455
+967
+65% +$162K
12 13
14
15 16

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.