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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USRT icon
326
iShares Core US REIT ETF
USRT
$4.62B
$65K ﹤0.01%
+1,195
New +$65.8K
SCHC icon
327
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
$64K ﹤0.01%
1,861
+109
+6% +$3.63K
WELL icon
328
Welltower
WELL
$170B
$64K ﹤0.01%
+782
New +$67K
XLY icon
329
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$63K ﹤0.01%
1,000
+38
+4% +$2.31K
BAC.PRL icon
330
Bank of America Series L
BAC.PRL
$3.96B
$62K ﹤0.01%
43
+30
+231% +$44.4K
RUN icon
331
Sunrun
RUN
$2.31B
$62K ﹤0.01%
+4,500
New +$67.1K
BSX icon
332
Boston Scientific
BSX
$66.4B
$61K ﹤0.01%
1,345
+250
+23% +$10.5K
FTEC icon
333
Fidelity MSCI Information Technology Index ETF
FTEC
$19.7B
$61K ﹤0.01%
844
+238
+39% +$16.1K
WDFC icon
334
WD-40
WDFC
$3.04B
$61K ﹤0.01%
312
+1
+0.3% +$188
CSFL
335
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$61K ﹤0.01%
2,458
– –
S
336
DELISTED
Sprint Corporation
S
$61K ﹤0.01%
11,802
– –
NOBL icon
337
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$60K ﹤0.01%
1,588
– –
SABA
338
Saba Capital Income & Opportunities Fund II
SABA
$222M
$60K ﹤0.01%
4,882
– –
WTRG icon
339
Essential Utilities
WTRG
$11.4B
$60K ﹤0.01%
1,278
+7
+0.6% +$315
MMP
340
DELISTED
Magellan Midstream Partners, L.P.
MMP
$60K ﹤0.01%
953
+2
+0.2% +$125
JWN
341
DELISTED
Nordstrom
JWN
$59K ﹤0.01%
1,450
– –
CHI
342
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$58K ﹤0.01%
5,300
– –
CTVA icon
343
Corteva
CTVA
$53.1B
$58K ﹤0.01%
1,975
+84
+4% +$2.22K
FFWM
344
DELISTED
First Foundation Inc
FFWM
$58K ﹤0.01%
3,358
+1
+0% +$16
IEFA icon
345
iShares Core MSCI EAFE ETF
IEFA
$190B
$58K ﹤0.01%
+882
New +$55.9K
VEEV icon
346
Veeva Systems
VEEV
$32.9B
$58K ﹤0.01%
412
+26
+7% +$3.82K
AVB icon
347
AvalonBay Communities
AVB
$26.5B
$57K ﹤0.01%
272
+2
+0.7% +$428
EPD icon
348
Enterprise Products Partners
EPD
$81.8B
$57K ﹤0.01%
2,028
+41
+2% +$1.11K
ACN icon
349
Accenture
ACN
$100B
$56K ﹤0.01%
264
– –
CHTR icon
350
Charter Communications
CHTR
$17.3B
$56K ﹤0.01%
115
– –
12 13
14
15 16

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.