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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWX icon
326
Southwest Gas
SWX
$6.47B
$50K ﹤0.01%
547
– –
WFC.PRL icon
327
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$50K ﹤0.01%
+33
New +$47.1K
JWN
328
DELISTED
Nordstrom
JWN
$49K ﹤0.01%
1,450
– –
WM icon
329
Waste Management
WM
$90.6B
$49K ﹤0.01%
429
+36
+9% +$4.2K
AWK icon
330
American Water Works
AWK
$26.7B
$48K ﹤0.01%
390
– –
OXY icon
331
Occidental Petroleum
OXY
$56.8B
$48K ﹤0.01%
1,068
+166
+18% +$7.85K
BNDX icon
332
Vanguard Total International Bond ETF
BNDX
$81.9B
$47K ﹤0.01%
805
+75
+10% +$4.38K
CHTR icon
333
Charter Communications
CHTR
$17.3B
$47K ﹤0.01%
115
– –
GM icon
334
General Motors
GM
$80.4B
$47K ﹤0.01%
1,251
+189
+18% +$7.27K
IIM icon
335
Invesco Value Municipal Income Trust
IIM
$589M
$47K ﹤0.01%
3,058
+34
+1% +$521
ETY icon
336
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$46K ﹤0.01%
3,863
+27
+0.7% +$322
KMB icon
337
Kimberly-Clark
KMB
$36.3B
$46K ﹤0.01%
324
+1
+0.3% +$137
PHG icon
338
Philips
PHG
$25.7B
$46K ﹤0.01%
1,266
– –
VGK icon
339
Vanguard FTSE Europe ETF
VGK
$30.7B
$46K ﹤0.01%
857
-1,110
-56% -$59.4K
AMTD
340
DELISTED
TD Ameritrade Holding Corp
AMTD
$46K ﹤0.01%
982
– –
CRC
341
DELISTED
California Resources Corporation
CRC
$46K ﹤0.01%
4,544
– –
BSX icon
342
Boston Scientific
BSX
$69.5B
$45K ﹤0.01%
1,095
+200
+22% +$8.47K
GS icon
343
Goldman Sachs
GS
$300B
$45K ﹤0.01%
218
+1
+0.5% +$209
HII icon
344
Huntington Ingalls Industries
HII
$12.9B
$45K ﹤0.01%
214
+1
+0.5% +$218
IBB icon
345
iShares Biotechnology ETF
IBB
$9.34B
$45K ﹤0.01%
452
– –
PRU icon
346
Prudential Financial
PRU
$42.4B
$45K ﹤0.01%
495
-209
-30% -$18.9K
MU icon
347
Micron Technology
MU
$930B
$44K ﹤0.01%
1,035
+204
+25% +$9.22K
PYPL icon
348
PayPal
PYPL
$48.9B
$44K ﹤0.01%
420
-122
-23% -$13.4K
SLV icon
349
iShares Silver Trust
SLV
$28B
$44K ﹤0.01%
2,745
– –
HDS
350
DELISTED
HD Supply Holdings, Inc.
HDS
$43K ﹤0.01%
1,095
-120
-10% -$4.71K
12 13
14
15 16

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SC
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JG
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.