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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$553M
AUM Growth
+$272M
Cap. Flow
+$263M
Cap. Flow %
47.49%
Top 10 Hldgs %
79.98%
Holding
716
New
48
Increased
114
Reduced
85
Closed
43

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$111M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$40.8M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$22.9M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$14.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.75M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$987K
3
FM
iShares Frontier and Select EM ETF
FM
+$549K
4
HPQ icon
HP
HPQ
+$305K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$214K

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.26%
3 Financials 1.16%
4 Healthcare 0.89%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
326
Annaly Capital Management
NLY
$17.3B
$17K ﹤0.01%
451
– –
PFG icon
327
Principal Financial Group
PFG
$24.3B
$17K ﹤0.01%
380
+1
+0.3% +$49
VRP icon
328
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$17K ﹤0.01%
+700
New +$17K
WAT icon
329
Waters Corp
WAT
$37.3B
$17K ﹤0.01%
125
– –
TWC
330
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$17K ﹤0.01%
91
– –
AMLP icon
331
Alerian MLP ETF
AMLP
$12.9B
$16K ﹤0.01%
272
– –
CEF icon
332
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$16K ﹤0.01%
1,631
+1
+0.1% +$11
EFG icon
333
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$16K ﹤0.01%
+237
New +$16K
KHC icon
334
Kraft Heinz
KHC
$32.8B
$16K ﹤0.01%
216
-47
-18% -$3.47K
NUE icon
335
Nucor
NUE
$58.3B
$16K ﹤0.01%
400
– –
TWX
336
DELISTED
Time Warner Inc
TWX
$16K ﹤0.01%
242
+37
+18% +$2.59K
BWLD
337
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$16K ﹤0.01%
100
– –
IBMF
338
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$16K ﹤0.01%
568
– –
HBI
339
DELISTED
Hanesbrands
HBI
$15K ﹤0.01%
500
– –
MAIN icon
340
Main Street Capital
MAIN
$5.05B
$15K ﹤0.01%
+500
New +$15K
MPLX icon
341
MPLX
MPLX
$58.6B
$15K ﹤0.01%
+383
New +$14.5K
NFG icon
342
National Fuel Gas
NFG
$7.69B
$15K ﹤0.01%
345
+3
+0.9% +$142
PAYX icon
343
Paychex
PAYX
$43.4B
$15K ﹤0.01%
278
– –
SRPT icon
344
Sarepta Therapeutics
SRPT
$1.64B
$15K ﹤0.01%
399
– –
TIF
345
DELISTED
Tiffany & Co.
TIF
$15K ﹤0.01%
200
– –
JCP
346
DELISTED
J.C. Penney Company, Inc.
JCP
$15K ﹤0.01%
2,182
– –
FNFV
347
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$15K ﹤0.01%
1,333
– –
ALU
348
DELISTED
Alcatel-Lucent
ALU
$15K ﹤0.01%
3,799
-1,314
-26% -$5.08K
AIZ icon
349
Assurant
AIZ
$13.9B
$14K ﹤0.01%
169
– –
BNDX icon
350
Vanguard Total International Bond ETF
BNDX
$82B
$14K ﹤0.01%
267
– –
12 13
14
15 16

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2015 Portfolio in Review

As of Q4 2015, Allworth Financial held 716 positions worth $553M, up 97% from $281M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial deployed $263M of net new capital in Q4 2015, opening 48 new positions and adding to 114 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 3.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $6.75M trimmed.

  • Allworth Financial's largest Q4 2015 buy was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $111M increase.
  • Allworth Financial's biggest Q4 2015 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $6.75M.
  • Allworth Financial fully exited Pinnacle West Capital in Q4 2015, selling an estimated $109K.
  • Allworth Financial's ten largest holdings make up 80% of its $553M portfolio in Q4 2015.
  • Allworth Financial opened 48 new positions and closed 43 in Q4 2015.
  • Allworth Financial's portfolio value rose 97% quarter-over-quarter to $553M.

Based on Allworth Financial's 13F filing for Q4 2015, filed 16 Feb 2016.