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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLDP
3351
Ballard Power Systems
BLDP
$775M
$92 ﹤0.01%
25
– –
KZIA
3352
Kazia Therapeutics
KZIA
$142M
$87 ﹤0.01%
2
– –
TCS
3353
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$86 ﹤0.01%
3
+1
+50% +$40
ZSTK
3354
ZeroStack Corp
ZSTK
$20.3M
$84 ﹤0.01%
2
– –
LCTD icon
3355
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$295M
$81 ﹤0.01%
+2
New +$84
YOU icon
3356
Clear Secure
YOU
$5.47B
$77 ﹤0.01%
4
– –
TULP
3357
Bloomia Holdings
TULP
$16.7M
$75 ﹤0.01%
14
– –
SONX
3358
DELISTED
Sonendo, Inc.
SONX
$75 ﹤0.01%
100
– –
TRX icon
3359
TRX Gold Corp
TRX
$350M
$74 ﹤0.01%
200
– –
CTSO icon
3360
Cytosorbents Corp
CTSO
$23.2M
$70 ﹤0.01%
+37
New +$106
BHR
3361
Braemar Hotels & Resorts
BHR
$146M
$69 ﹤0.01%
25
+1
+4% +$3
LFVN icon
3362
LifeVantage
LFVN
$83.6M
$68 ﹤0.01%
10
-143
-93% -$800
WWR icon
3363
Westwater Resources
WWR
$52.7M
$67 ﹤0.01%
+100
New +$76
EPRT icon
3364
Essential Properties Realty Trust
EPRT
$6.61B
$65 ﹤0.01%
+3
New +$72
TAIL icon
3365
Cambria Tail Risk ETF
TAIL
$146M
$65 ﹤0.01%
5
– –
BRQS
3366
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$65 ﹤0.01%
30
– –
SMSI icon
3367
Smith Micro Software
SMSI
$15.2M
$61 ﹤0.01%
1
– –
FRTY icon
3368
Alger Mid Cap 40 ETF
FRTY
$148M
$59 ﹤0.01%
+5
New +$63
AGOX icon
3369
Adaptive Alpha Opportunities ETF
AGOX
$392M
$55 ﹤0.01%
+2
New +$47
IBND icon
3370
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$55 ﹤0.01%
2
– –
SNOA icon
3371
Sonoma Pharmaceuticals
SNOA
$6.13M
$51 ﹤0.01%
3
– –
COMP icon
3372
Compass
COMP
$9.66B
$47 ﹤0.01%
16
– –
CHRN
3373
ChronoScale Holdings
CHRN
$3.01B
$47 ﹤0.01%
4
-398
-99% -$6.16K
TDAY
3374
USA Today Co
TDAY
$1.14B
$47 ﹤0.01%
19
– –
RFG icon
3375
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$356M
$47 ﹤0.01%
1
-1,099
-100% -$44K
133 134
135
136 137

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CS
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.