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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$3.32B
AUM Growth
+$78.1M
Cap. Flow
-$85.6M
Cap. Flow %
-2.58%
Top 10 Hldgs %
69.85%
Holding
1,320
New
68
Increased
268
Reduced
239
Closed
76

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$17.3M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.4M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.84M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.54M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$71.2M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$17M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$11.2M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.54M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$7.09M

Sector Composition

Rank Sector Weight
1 Technology 1.75%
2 Financials 0.84%
3 Communication Services 0.66%
4 Real Estate 0.52%
5 Healthcare 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
301
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$119K ﹤0.01%
634
+300
+90% +$55.4K
FYX icon
302
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$118K ﹤0.01%
2,031
– –
DSU icon
303
BlackRock Debt Strategies Fund
DSU
$593M
$117K ﹤0.01%
11,820
– –
ESS icon
304
Essex Property Trust
ESS
$18.5B
$117K ﹤0.01%
582
+5
+0.9% +$1.09K
TMO icon
305
Thermo Fisher Scientific
TMO
$214B
$117K ﹤0.01%
266
– –
MCO icon
306
Moody's
MCO
$83.8B
$116K ﹤0.01%
400
– –
MINT icon
307
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$116K ﹤0.01%
1,136
-313
-22% -$31.9K
TDY icon
308
Teledyne Technologies
TDY
$31.7B
$116K ﹤0.01%
375
– –
XLV icon
309
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$116K ﹤0.01%
1,097
+184
+20% +$19.4K
H icon
310
Hyatt Hotels
H
$16.9B
$114K ﹤0.01%
2,131
– –
VCR icon
311
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$114K ﹤0.01%
488
+432
+771% +$98K
VRAY
312
DELISTED
ViewRay, Inc.
VRAY
$114K ﹤0.01%
32,594
– –
FLGE
313
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$114K ﹤0.01%
254
– –
SLV icon
314
iShares Silver Trust
SLV
$29.9B
$113K ﹤0.01%
5,210
-9,594
-65% -$218K
NOBL icon
315
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$112K ﹤0.01%
3,100
– –
GQRE icon
316
FlexShares Global Quality Real Estate Index Fund
GQRE
$424M
$110K ﹤0.01%
2,100
-1,500
-42% -$79.3K
PAYX icon
317
Paychex
PAYX
$42.1B
$109K ﹤0.01%
1,362
-160
-11% -$12K
VHT icon
318
Vanguard Health Care ETF
VHT
$18.4B
$106K ﹤0.01%
521
+447
+604% +$90.5K
XLE icon
319
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$106K ﹤0.01%
7,064
+528
+8% +$9.38K
EEMS icon
320
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$367M
$105K ﹤0.01%
2,392
– –
AVGO icon
321
Broadcom
AVGO
$1.99T
$104K ﹤0.01%
2,860
– –
PFG icon
322
Principal Financial Group
PFG
$24.6B
$104K ﹤0.01%
2,587
+401
+18% +$17.1K
TRV icon
323
Travelers Companies
TRV
$79.8B
$101K ﹤0.01%
932
-157
-14% -$18K
WM icon
324
Waste Management
WM
$89.7B
$101K ﹤0.01%
896
-71
-7% -$7.85K
CCL icon
325
Carnival Corporation Ltd
CCL
$40.6B
$100K ﹤0.01%
6,595
+2,431
+58% +$37.6K
11 12
13
14 15

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SC
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Allworth Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Allworth Financial held 1,320 positions worth $3.32B, up 2.4% from $3.24B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Allworth Financial's Q3 2020 filing shows 68 new, 268 increased, 239 reduced and 76 closed positions. Its largest new stake was Bank of Hawaii: 6,688 shares worth $338K. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $71.2M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Financials and Communication Services.

  • Allworth Financial's largest Q3 2020 buy was Bank of Hawaii: 6,688 shares worth $338K.
  • Allworth Financial added most to Vanguard Total Bond Market in Q3 2020, an estimated $17.3M increase.
  • Allworth Financial's biggest Q3 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $71.2M.
  • Allworth Financial fully exited A.O. Smith in Q3 2020, selling an estimated $113K.
  • Allworth Financial's ten largest holdings make up 70% of its $3.32B portfolio in Q3 2020.
  • Allworth Financial opened 68 new positions and closed 76 in Q3 2020.
  • Allworth Financial's portfolio value rose 2.4% quarter-over-quarter to $3.32B.

Based on Allworth Financial's 13F filing for Q3 2020, filed 3 Nov 2020.