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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-14.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$3.01B
AUM Growth
+$163M
Cap. Flow
+$711M
Cap. Flow %
23.61%
Top 10 Hldgs %
64.81%
Holding
1,382
New
270
Increased
418
Reduced
122
Closed
44

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$671M
2
BND icon
Vanguard Total Bond Market
BND
+$322M
3
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$139M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$53.4M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$40.6M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$555M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$353M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$17.6M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.22M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.18M

Sector Composition

Rank Sector Weight
1 Technology 2%
2 Communication Services 0.84%
3 Financials 0.63%
4 Healthcare 0.62%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALN icon
301
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$110K ﹤0.01%
4,919
+1,619
+49% +$41.9K
PFG icon
302
Principal Financial Group
PFG
$24.6B
$109K ﹤0.01%
3,479
+1,309
+60% +$61.9K
FV icon
303
First Trust Dorsey Wright Focus 5 ETF
FV
$3.72B
$107K ﹤0.01%
4,181
– –
MXIM
304
DELISTED
Maxim Integrated Products
MXIM
$107K ﹤0.01%
2,202
-30
-1% -$1.72K
EVRG icon
305
Evergy
EVRG
$19.3B
$105K ﹤0.01%
1,907
+264
+16% +$17.3K
KMB icon
306
Kimberly-Clark
KMB
$36.6B
$105K ﹤0.01%
821
+320
+64% +$44.3K
TRV icon
307
Travelers Companies
TRV
$80B
$105K ﹤0.01%
1,061
+28
+3% +$3.48K
NOBL icon
308
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$103K ﹤0.01%
3,588
+2,000
+126% +$69.8K
H icon
309
Hyatt Hotels
H
$17B
$102K ﹤0.01%
+2,131
New +$161K
S
310
DELISTED
Sprint Corporation
S
$102K ﹤0.01%
11,802
– –
AXP icon
311
American Express
AXP
$235B
$101K ﹤0.01%
1,178
+45
+4% +$5.24K
EWX icon
312
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$689M
$101K ﹤0.01%
3,059
-2,229
-42% -$93.2K
GD icon
313
General Dynamics
GD
$105B
$101K ﹤0.01%
764
+294
+63% +$48.8K
BKI
314
DELISTED
Black Knight, Inc. Common Stock
BKI
$101K ﹤0.01%
1,745
– –
DSU icon
315
BlackRock Debt Strategies Fund
DSU
$595M
$100K ﹤0.01%
11,820
– –
NBB icon
316
Nuveen Taxable Municipal Income Fund
NBB
$449M
$100K ﹤0.01%
5,229
+43
+0.8% +$927
GQRE icon
317
FlexShares Global Quality Real Estate Index Fund
GQRE
$424M
$99K ﹤0.01%
+2,100
New +$127K
LQD icon
318
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$98K ﹤0.01%
794
-243
-23% -$31K
MS icon
319
Morgan Stanley
MS
$344B
$98K ﹤0.01%
2,896
-54
-2% -$2.54K
IUSG icon
320
iShares Core S&P US Growth ETF
IUSG
$33.7B
$97K ﹤0.01%
1,700
-4,048
-70% -$266K
MDLZ icon
321
Mondelez International
MDLZ
$79.9B
$97K ﹤0.01%
1,929
-249
-11% -$13.5K
VFH icon
322
Vanguard Financials ETF
VFH
$13.7B
$96K ﹤0.01%
1,892
+4
+0.2% +$272
XYZ
323
Block Inc
XYZ
$47.9B
$96K ﹤0.01%
1,833
+50
+3% +$3.42K
ICE icon
324
Intercontinental Exchange
ICE
$83.3B
$95K ﹤0.01%
1,171
+1,121
+2,242% +$102K
PENN icon
325
PENN Entertainment
PENN
$2.65B
$95K ﹤0.01%
+7,508
New +$189K
11 12
13
14 15

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CS
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SC
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JG
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Allworth Financial's Q1 2020 Portfolio in Review

As of Q1 2020, Allworth Financial held 1,382 positions worth $3.01B, up 5.7% from $2.85B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Allworth Financial deployed $711M of net new capital in Q1 2020, opening 270 new positions and adding to 418 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 2% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $555M trimmed.

  • Allworth Financial's largest Q1 2020 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.
  • Allworth Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2020, an estimated $671M increase.
  • Allworth Financial's biggest Q1 2020 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $555M.
  • Allworth Financial fully exited Ladenburg Thalmann Financial Services Inc in Q1 2020, selling an estimated $151K.
  • Allworth Financial's ten largest holdings make up 65% of its $3.01B portfolio in Q1 2020.
  • Allworth Financial opened 270 new positions and closed 44 in Q1 2020.
  • Allworth Financial's portfolio value rose 5.7% quarter-over-quarter to $3.01B.

Based on Allworth Financial's 13F filing for Q1 2020, filed 17 Apr 2020.