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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-9.09%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.03B
AUM Growth
-$183M
Cap. Flow
+$36.8M
Cap. Flow %
1.82%
Top 10 Hldgs %
71.46%
Holding
988
New
59
Increased
192
Reduced
142
Closed
80

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$65.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$40.7M
3
MSFT icon
Microsoft
MSFT
+$24M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$19.4M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$19M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$82.8M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$19.9M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.4M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$13.5M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Financials 0.45%
3 Healthcare 0.44%
4 Energy 0.43%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
301
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$44K ﹤0.01%
478
– –
FFWM
302
DELISTED
First Foundation Inc
FFWM
$43K ﹤0.01%
3,352
– –
WTRG icon
303
Essential Utilities
WTRG
$11.4B
$43K ﹤0.01%
1,250
– –
EPD icon
304
Enterprise Products Partners
EPD
$82.1B
– –
0
– –
JWN
305
DELISTED
Nordstrom
JWN
$42K ﹤0.01%
900
– –
MCK icon
306
McKesson
MCK
$100B
$42K ﹤0.01%
382
– –
MSI icon
307
Motorola Solutions
MSI
$72.1B
$42K ﹤0.01%
369
– –
NAC icon
308
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
– –
0
– –
WFC.PRL icon
309
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
– –
0
– –
AMRB
310
DELISTED
American River Bankshares
AMRB
$42K ﹤0.01%
3,037
-958
-24% -$14K
BNDX icon
311
Vanguard Total International Bond ETF
BNDX
$81.9B
$41K ﹤0.01%
760
-772
-50% -$42.1K
C icon
312
Citigroup
C
$223B
$41K ﹤0.01%
792
+96
+14% +$6.08K
ALLE icon
313
Allegion
ALLE
$13.3B
$40K ﹤0.01%
500
– –
DFS
314
DELISTED
Discover Financial Services
DFS
$40K ﹤0.01%
682
+300
+79% +$20.7K
HII icon
315
Huntington Ingalls Industries
HII
$12.7B
$40K ﹤0.01%
211
-59
-22% -$12.8K
HFRO
316
Highland Opportunities and Income Fund
HFRO
$409M
– –
0
– –
IGIB icon
317
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$39K ﹤0.01%
744
-32
-4% -$1.67K
SLB icon
318
SLB Ltd
SLB
$73.1B
$39K ﹤0.01%
1,087
+20
+2% +$987
VTR icon
319
Ventas
VTR
$47.7B
$39K ﹤0.01%
672
-29
-4% -$1.71K
ETY icon
320
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.28B
$38K ﹤0.01%
3,700
– –
SLV icon
321
iShares Silver Trust
SLV
$27.7B
$38K ﹤0.01%
2,610
-40
-2% -$547
AA icon
322
Alcoa
AA
$11.9B
$37K ﹤0.01%
1,383
– –
ED icon
323
Consolidated Edison
ED
$40.4B
$37K ﹤0.01%
480
– –
EXP icon
324
Eagle Materials
EXP
$6.34B
$37K ﹤0.01%
608
-14
-2% -$1K
TCBK icon
325
TriCo Bancshares
TCBK
$1.84B
$37K ﹤0.01%
1,102
– –
11 12
13
14 15

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2018 Portfolio in Review

As of Q4 2018, Allworth Financial held 988 positions worth $2.03B, down 8.3% from $2.21B the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Allworth Financial's Q4 2018 filing shows 59 new, 192 increased, 142 reduced and 80 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 2,224,129 shares worth $60.4M. The largest sale was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $82.8M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.2% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q4 2018 buy was State Street SPDR Portfolio S&P 500 Value ETF: 2,224,129 shares worth $60.4M.
  • Allworth Financial added most to JPMorgan Ultra-Short Income ETF in Q4 2018, an estimated $40.7M increase.
  • Allworth Financial's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $82.8M.
  • Allworth Financial fully exited iShares MBS ETF in Q4 2018, selling an estimated $339K.
  • Allworth Financial's ten largest holdings make up 71% of its $2.03B portfolio in Q4 2018.
  • Allworth Financial opened 59 new positions and closed 80 in Q4 2018.
  • Allworth Financial's portfolio value fell 8.3% quarter-over-quarter to $2.03B.

Based on Allworth Financial's 13F filing for Q4 2018, filed 11 Feb 2019.