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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
301
DELISTED
CDK Global, Inc.
CDK
$24K ﹤0.01%
420
– –
PX
302
DELISTED
Praxair Inc
PX
$24K ﹤0.01%
200
-16
-7% -$1.89K
CEF icon
303
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$23K ﹤0.01%
1,631
– –
LLY icon
304
Eli Lilly
LLY
$1.08T
$23K ﹤0.01%
287
+77
+37% +$6.16K
RCL icon
305
Royal Caribbean
RCL
$86.8B
$23K ﹤0.01%
301
– –
SCHA icon
306
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$23K ﹤0.01%
1,620
+8
+0.5% +$113
SYK icon
307
Stryker
SYK
$135B
$23K ﹤0.01%
200
– –
TDC icon
308
Teradata
TDC
$2.88B
$23K ﹤0.01%
744
– –
SCG
309
DELISTED
Scana
SCG
$23K ﹤0.01%
316
-14
-4% -$1.02K
GWW icon
310
W.W. Grainger
GWW
$64.2B
$22K ﹤0.01%
100
-5
-5% -$1.12K
NGG icon
311
National Grid
NGG
$79.3B
$22K ﹤0.01%
317
– –
XLY icon
312
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$22K ﹤0.01%
544
– –
CCI icon
313
Crown Castle
CCI
$34.6B
$21K ﹤0.01%
219
+2
+0.9% +$192
DG icon
314
Dollar General
DG
$28.4B
$21K ﹤0.01%
306
+1
+0.3% +$85
EA icon
315
Electronic Arts
EA
$52.4B
$21K ﹤0.01%
250
– –
GEN icon
316
Gen Digital
GEN
$16.5B
$21K ﹤0.01%
835
– –
JWN
317
DELISTED
Nordstrom
JWN
$21K ﹤0.01%
400
-28
-7% -$1.32K
LUMN icon
318
Lumen
LUMN
$6.43B
$21K ﹤0.01%
771
-9
-1% -$263
M icon
319
Macy's
M
$6.51B
$21K ﹤0.01%
560
+63
+13% +$2.28K
NVS icon
320
Novartis
NVS
$302B
$21K ﹤0.01%
302
-25
-8% -$1.82K
SCHX icon
321
Schwab US Large- Cap ETF
SCHX
$70.3B
$21K ﹤0.01%
2,454
+816
+50% +$7K
SRE icon
322
Sempra
SRE
$58.1B
$21K ﹤0.01%
394
– –
FBIN icon
323
Fortune Brands Innovations
FBIN
$5.86B
$20K ﹤0.01%
410
– –
GAM
324
General American Investors Company
GAM
$1.54B
$20K ﹤0.01%
607
– –
HOG icon
325
Harley-Davidson
HOG
$2.61B
$20K ﹤0.01%
371
+100
+37% +$5.17K
11 12
13
14 15

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.