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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDFS icon
3151
PDF Solutions
PDFS
$2.07B
$324 ﹤0.01%
10
– –
PRM icon
3152
Perimeter Solutions
PRM
$5.77B
$323 ﹤0.01%
+71
New +$396
DO
3153
DELISTED
Diamond Offshore Drilling, Inc.
DO
$323 ﹤0.01%
+22
New +$336
CLFD icon
3154
Clearfield
CLFD
$374M
$316 ﹤0.01%
11
-10
-48% -$393
FORM icon
3155
FormFactor
FORM
$9.17B
$315 ﹤0.01%
+9
New +$303
OFLX icon
3156
Omega Flex
OFLX
$312M
$315 ﹤0.01%
+4
New +$345
ARQT icon
3157
Arcutis Biotherapeutics
ARQT
$3.18B
$314 ﹤0.01%
59
+18
+44% +$153
RSKD icon
3158
Riskified
RSKD
$716M
$314 ﹤0.01%
70
– –
RPAY icon
3159
Repay Holdings
RPAY
$327M
$312 ﹤0.01%
41
– –
AMRC icon
3160
Ameresco
AMRC
$1.36B
$309 ﹤0.01%
+8
New +$387
ENV
3161
DELISTED
ENVESTNET, INC.
ENV
$309 ﹤0.01%
+7
New +$384
KTB icon
3162
Kontoor Brands
KTB
$4.26B
$308 ﹤0.01%
7
+3
+75% +$131
SIMO icon
3163
Silicon Motion
SIMO
$8.68B
$308 ﹤0.01%
6
+1
+20% +$57
TOMZ icon
3164
TOMI Environmental Solutions
TOMZ
$14M
$307 ﹤0.01%
115
– –
DNA icon
3165
Ginkgo Bioworks
DNA
$521M
$305 ﹤0.01%
4
+1
+33% +$80
INVZ icon
3166
Innoviz Technologies
INVZ
$112M
$303 ﹤0.01%
+155
New +$417
AMBP icon
3167
Ardagh Metal Packaging
AMBP
$3.01B
$301 ﹤0.01%
+96
New +$337
NOAH
3168
Noah Holdings
NOAH
$603M
$300 ﹤0.01%
24
-3
-11% -$41
QNCX icon
3169
Quince Therapeutics
QNCX
$29.5M
$300 ﹤0.01%
1
– –
STNE icon
3170
StoneCo
STNE
$2.58B
$299 ﹤0.01%
+28
New +$345
TRTX
3171
TPG RE Finance Trust
TRTX
$618M
$297 ﹤0.01%
+44
New +$319
PRIM icon
3172
Primoris Services
PRIM
$4.45B
$295 ﹤0.01%
9
– –
GOLD
3173
Gold.com Inc
GOLD
$1.26B
$294 ﹤0.01%
10
+4
+67% +$144
UJAN icon
3174
Innovator US Equity Ultra Buffer ETF January
UJAN
$272M
$294 ﹤0.01%
9
– –
CPRX
3175
DELISTED
Catalyst Pharmaceutical
CPRX
$293 ﹤0.01%
+25
New +$334
125 126
127
128 129

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SC
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JG
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.