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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
276
Vanguard Information Technology ETF
VGT
$147B
$723K 0.01%
14,408
-2,560
-15% -$133K
GIS icon
277
General Mills
GIS
$19.3B
$717K 0.01%
11,994
+6,860
+134% +$405K
TOTL icon
278
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$714K 0.01%
14,773
-315
-2% -$15.3K
CMG icon
279
Chipotle Mexican Grill
CMG
$44.8B
$709K 0.01%
19,500
+500
+3% +$18.2K
DELL icon
280
Dell
DELL
$305B
$709K 0.01%
13,440
+1,543
+13% +$76.9K
PSA icon
281
Public Storage
PSA
$60.7B
$697K 0.01%
2,345
-2,545
-52% -$799K
RSPM icon
282
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$191M
$696K 0.01%
+21,745
New +$720K
DUK icon
283
Duke Energy
DUK
$96.8B
$695K 0.01%
7,125
+5,656
+385% +$586K
SPLV icon
284
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$695K 0.01%
11,416
+10,246
+876% +$646K
MHK icon
285
Mohawk Industries
MHK
$9.22B
$690K 0.01%
3,890
-65
-2% -$12.6K
FDX icon
286
FedEx
FDX
$74.4B
$689K 0.01%
3,143
+476
+18% +$129K
SPYX icon
287
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.83B
$689K 0.01%
+19,461
New +$710K
MINT icon
288
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$683K 0.01%
6,705
+5,900
+733% +$602K
ROST icon
289
Ross Stores
ROST
$81.2B
$683K 0.01%
6,271
-175
-3% -$21K
FVAL icon
290
Fidelity Value Factor ETF
FVAL
$1.36B
$673K 0.01%
14,133
+26
+0.2% +$1.28K
VEU icon
291
Vanguard FTSE All-World ex-US ETF
VEU
$67.9B
$670K 0.01%
10,989
+10,271
+1,431% +$646K
IYW icon
292
iShares US Technology ETF
IYW
$25B
$668K 0.01%
6,600
– –
IWR icon
293
iShares Russell Mid-Cap ETF
IWR
$57.2B
$667K 0.01%
8,530
+158
+2% +$12.7K
RTX icon
294
RTX Corp
RTX
$293B
$661K 0.01%
7,685
+175
+2% +$15K
AIG icon
295
American International
AIG
$41.8B
$654K 0.01%
11,918
-480
-4% -$24.7K
IGIB icon
296
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$654K 0.01%
10,883
-1,792
-14% -$109K
EFX icon
297
Equifax
EFX
$20.6B
$646K 0.01%
2,549
+49
+2% +$12.7K
LUV icon
298
Southwest Airlines
LUV
$24B
$641K 0.01%
12,471
+6,218
+99% +$314K
SCHR
299
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$640K 0.01%
22,570
+22,558
+187,983% +$645K
SPYD icon
300
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.8B
$634K 0.01%
16,219
+2,606
+19% +$104K
10 11
12
13 14

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.