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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
276
US Bancorp
USB
$98B
$104K ﹤0.01%
1,760
+250
+17% +$14.5K
VDE icon
277
Vanguard Energy ETF
VDE
$9.97B
$104K ﹤0.01%
1,281
-244
-16% -$19K
SLV icon
278
iShares Silver Trust
SLV
$28.6B
$103K ﹤0.01%
6,152
+3,407
+124% +$55.2K
BMO icon
279
Bank of Montreal
BMO
$125B
$101K ﹤0.01%
+1,300
New +$97.9K
COP icon
280
ConocoPhillips
COP
$145B
$101K ﹤0.01%
1,559
-69
-4% -$4.06K
PAYX icon
281
Paychex
PAYX
$41.4B
$101K ﹤0.01%
1,192
– –
GAP
282
The Gap Inc
GAP
$7.34B
$101K ﹤0.01%
5,708
+5,500
+2,644% +$93.6K
CII icon
283
BlackRock Enhanced Captial and Income Fund
CII
$980M
$97K ﹤0.01%
5,600
– –
FISV
284
Fiserv Inc
FISV
$28.8B
$96K ﹤0.01%
828
– –
SCHE icon
285
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$96K ﹤0.01%
3,510
+211
+6% +$5.56K
LHX icon
286
L3Harris
LHX
$50.7B
$95K ﹤0.01%
479
+307
+178% +$61.6K
MCO icon
287
Moody's
MCO
$83.5B
$95K ﹤0.01%
+400
New +$88.9K
PTY icon
288
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$95K ﹤0.01%
5,000
– –
FIS icon
289
Fidelity National Information Services
FIS
$23.8B
$90K ﹤0.01%
648
+9
+1% +$1.21K
SRPT icon
290
Sarepta Therapeutics
SRPT
$1.64B
$90K ﹤0.01%
699
– –
MCA
291
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$90K ﹤0.01%
6,300
– –
FALN icon
292
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$89K ﹤0.01%
+3,300
New +$88.1K
QQQX icon
293
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$89K ﹤0.01%
3,716
– –
PLBC icon
294
Plumas Bancorp
PLBC
$426M
$88K ﹤0.01%
3,349
– –
DUK icon
295
Duke Energy
DUK
$98.4B
$86K ﹤0.01%
944
+142
+18% +$13K
UPS icon
296
United Parcel Service
UPS
$89.5B
$86K ﹤0.01%
731
+121
+20% +$14.3K
WM icon
297
Waste Management
WM
$90.5B
$86K ﹤0.01%
754
+325
+76% +$36.7K
PPT
298
Franklin Premier Income Trust
PPT
$323M
$85K ﹤0.01%
15,680
– –
XLV icon
299
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$85K ﹤0.01%
834
+44
+6% +$4.23K
ZTS icon
300
Zoetis
ZTS
$31.9B
$85K ﹤0.01%
646
+16
+3% +$1.99K
10 11
12
13 14

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SC
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.