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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
276
Consolidated Edison
ED
$40.4B
$72K ﹤0.01%
767
+3
+0.4% +$266
IAU icon
277
iShares Gold Trust
IAU
$62.8B
$72K ﹤0.01%
2,545
+308
+14% +$8.69K
IWM icon
278
iShares Russell 2000 ETF
IWM
$79.6B
$72K ﹤0.01%
473
-173
-27% -$26.4K
LIN icon
279
Linde
LIN
$221B
$72K ﹤0.01%
372
+67
+22% +$13K
XLV icon
280
State Street Health Care Select Sector SPDR ETF
XLV
$42B
$71K ﹤0.01%
790
+1
+0.1% +$91
COHR
281
DELISTED
Coherent Inc
COHR
$71K ﹤0.01%
459
– –
FLGE
282
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$70K ﹤0.01%
254
– –
ARKK icon
283
ARK Innovation ETF
ARKK
$5.61B
$69K ﹤0.01%
1,614
-207
-11% -$9.49K
BKNG icon
284
Booking.com
BKNG
$150B
$69K ﹤0.01%
875
– –
PLBC icon
285
Plumas Bancorp
PLBC
$425M
$68K ﹤0.01%
3,349
– –
NKE icon
286
Nike
NKE
$61.9B
$66K ﹤0.01%
699
+656
+1,526% +$56.3K
AVGO icon
287
Broadcom
AVGO
$1.84T
$64K ﹤0.01%
2,330
– –
HOG icon
288
Harley-Davidson
HOG
$2.58B
$64K ﹤0.01%
1,788
+6
+0.3% +$206
YUMC icon
289
Yum China
YUMC
$16.5B
$64K ﹤0.01%
1,415
– –
MMP
290
DELISTED
Magellan Midstream Partners, L.P.
MMP
$63K ﹤0.01%
+951
New +$62.6K
AMRB
291
DELISTED
American River Bankshares
AMRB
$63K ﹤0.01%
4,698
– –
PFG icon
292
Principal Financial Group
PFG
$24.3B
$62K ﹤0.01%
1,083
+5
+0.5% +$281
DFS
293
DELISTED
Discover Financial Services
DFS
$60K ﹤0.01%
741
+1
+0.1% +$83
SABA
294
Saba Capital Income & Opportunities Fund II
SABA
$220M
$60K ﹤0.01%
4,882
– –
CNSL
295
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$60K ﹤0.01%
12,635
+164
+1% +$774
MSI icon
296
Motorola Solutions
MSI
$72B
$59K ﹤0.01%
347
+56
+19% +$9.61K
VEEV icon
297
Veeva Systems
VEEV
$33B
$59K ﹤0.01%
386
+92
+31% +$14.8K
CSFL
298
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$59K ﹤0.01%
2,458
– –
AVB icon
299
AvalonBay Communities
AVB
$26.7B
$58K ﹤0.01%
270
+1
+0.4% +$209
DXC icon
300
DXC Technology
DXC
$1.84B
$58K ﹤0.01%
1,978
– –
10 11
12
13 14

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CS
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Voloridge Investment Management
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SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.