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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHY icon
2776
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.6B
$1.19K ﹤0.01%
+53
New +$1.2K
ROIC
2777
DELISTED
Retail Opportunity Investments Corp.
ROIC
$1.19K ﹤0.01%
+96
New +$1.32K
GPOR icon
2778
Gulfport Energy Corp
GPOR
$2.88B
$1.19K ﹤0.01%
10
– –
HHH icon
2779
Howard Hughes
HHH
$4.03B
$1.19K ﹤0.01%
17
-105
-86% -$7.92K
BC icon
2780
Brunswick
BC
$5.28B
$1.19K ﹤0.01%
15
+3
+25% +$247
WOOD icon
2781
iShares Global Timber & Forestry ETF
WOOD
$274M
$1.19K ﹤0.01%
16
– –
SCSC icon
2782
Scansource
SCSC
$1.12B
$1.18K ﹤0.01%
+39
New +$1.17K
CDE icon
2783
Coeur Mining
CDE
$17.9B
$1.18K ﹤0.01%
+532
New +$1.39K
LMNR icon
2784
Limoneira
LMNR
$251M
$1.18K ﹤0.01%
77
– –
IMAX icon
2785
IMAX
IMAX
$2.66B
$1.18K ﹤0.01%
61
– –
HTLF
2786
DELISTED
Heartland Financial USA, Inc.
HTLF
$1.18K ﹤0.01%
+40
New +$1.24K
ALIT icon
2787
Alight
ALIT
$407M
$1.18K ﹤0.01%
+8
New +$1.34K
TAL icon
2788
TAL Education Group
TAL
$6.87B
$1.18K ﹤0.01%
129
– –
SMAR
2789
DELISTED
Smartsheet Inc.
SMAR
$1.17K ﹤0.01%
29
-46
-61% -$1.89K
FPI
2790
Farmland Partners
FPI
$432M
$1.17K ﹤0.01%
+114
New +$1.3K
CIM
2791
Chimera Investment
CIM
$1B
$1.17K ﹤0.01%
71
-65
-48% -$1.14K
SXI icon
2792
Standex International
SXI
$4.12B
$1.17K ﹤0.01%
+8
New +$1.19K
VXX icon
2793
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
$1.17K ﹤0.01%
13
– –
EFSC icon
2794
Enterprise Financial Services Corp
EFSC
$2.39B
$1.16K ﹤0.01%
+31
New +$1.24K
RBBN icon
2795
Ribbon Communications
RBBN
$383M
$1.16K ﹤0.01%
433
+413
+2,065% +$1.21K
FM
2796
DELISTED
iShares Frontier and Select EM ETF
FM
$1.16K ﹤0.01%
45
-658
-94% -$17.8K
PNNT
2797
Pennant Park Investment Corp
PNNT
$241M
$1.15K ﹤0.01%
+175
New +$1.13K
SBS icon
2798
Sabesp
SBS
$18.7B
$1.15K ﹤0.01%
490
– –
TMDX icon
2799
Transmedics
TMDX
$2.91B
$1.15K ﹤0.01%
21
– –
UNF icon
2800
Unifirst Corp
UNF
$5.25B
$1.14K ﹤0.01%
+7
New +$1.16K
110 111
112
113 114

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.