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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
251
Fiserv Inc
FISV
$28.8B
$86K ﹤0.01%
828
– –
FIS icon
252
Fidelity National Information Services
FIS
$23.1B
$85K ﹤0.01%
639
-166
-21% -$22K
USB icon
253
US Bancorp
USB
$98.2B
$84K ﹤0.01%
1,510
-418
-22% -$22.6K
SCHE icon
254
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$83K ﹤0.01%
3,299
-119
-3% -$3.03K
LOW icon
255
Lowe's Companies
LOW
$117B
$82K ﹤0.01%
749
– –
PPT
256
Franklin Premier Income Trust
PPT
$324M
$82K ﹤0.01%
15,680
+207
+1% +$1.09K
QQQX icon
257
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$82K ﹤0.01%
3,716
-576
-13% -$12.9K
VOE icon
258
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$82K ﹤0.01%
729
+629
+629% +$69.9K
DEO icon
259
Diageo
DEO
$49B
$79K ﹤0.01%
486
+66
+16% +$11K
IGIB icon
260
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$79K ﹤0.01%
1,357
+608
+81% +$34.9K
PSX icon
261
Phillips 66
PSX
$84.9B
$79K ﹤0.01%
773
+142
+23% +$14.2K
HSY icon
262
Hershey
HSY
$35.5B
$78K ﹤0.01%
505
+2
+0.4% +$302
ZTS icon
263
Zoetis
ZTS
$32.4B
$78K ﹤0.01%
630
+186
+42% +$22.5K
DUK icon
264
Duke Energy
DUK
$97.8B
$77K ﹤0.01%
802
+3
+0.4% +$273
MDLZ icon
265
Mondelez International
MDLZ
$79.5B
$77K ﹤0.01%
1,399
– –
SCHD icon
266
Schwab US Dividend Equity ETF
SCHD
$103B
$77K ﹤0.01%
4,242
+426
+11% +$7.62K
SYK icon
267
Stryker
SYK
$125B
$77K ﹤0.01%
357
-121
-25% -$26K
TXN icon
268
Texas Instruments
TXN
$252B
$77K ﹤0.01%
595
+147
+33% +$18.1K
NVS icon
269
Novartis
NVS
$297B
$74K ﹤0.01%
849
– –
XSHD icon
270
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$71.8M
$74K ﹤0.01%
+3,095
New +$72.6K
GD icon
271
General Dynamics
GD
$104B
$73K ﹤0.01%
400
-30
-7% -$5.57K
SLF icon
272
Sun Life Financial
SLF
$46B
$73K ﹤0.01%
1,626
– –
UPS icon
273
United Parcel Service
UPS
$88.6B
$73K ﹤0.01%
610
+106
+21% +$12.1K
S
274
DELISTED
Sprint Corporation
S
$73K ﹤0.01%
11,802
+90
+0.8% +$619
CL icon
275
Colgate-Palmolive
CL
$73.1B
$72K ﹤0.01%
978
+125
+15% +$9.07K
9 10
11
12 13

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.