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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-9.09%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.03B
AUM Growth
-$183M
Cap. Flow
+$36.8M
Cap. Flow %
1.82%
Top 10 Hldgs %
71.46%
Holding
988
New
59
Increased
192
Reduced
142
Closed
80

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$65.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$40.7M
3
MSFT icon
Microsoft
MSFT
+$24M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$19.4M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$19M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$82.8M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$19.9M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.4M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$13.5M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Financials 0.45%
3 Healthcare 0.44%
4 Energy 0.43%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
251
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$68K ﹤0.01%
788
+1
+0.1% +$91
AMT icon
252
American Tower
AMT
$81.3B
$66K ﹤0.01%
418
+300
+254% +$46.9K
BNY
253
Bank of New York Mellon
BNY
$106B
$66K ﹤0.01%
1,402
– –
DEO icon
254
Diageo
DEO
$49.5B
$64K ﹤0.01%
448
– –
ALL icon
255
Allstate
ALL
$68.3B
$63K ﹤0.01%
765
+90
+13% +$8.08K
FISV
256
Fiserv Inc
FISV
$28.8B
$61K ﹤0.01%
828
– –
MDLZ icon
257
Mondelez International
MDLZ
$80.5B
$61K ﹤0.01%
1,525
+65
+4% +$2.77K
UYG icon
258
ProShares Ultra Financials
UYG
$829M
$61K ﹤0.01%
1,861
+1,681
+934% +$64.4K
EXAS
259
DELISTED
Exact Sciences
EXAS
$60K ﹤0.01%
955
+755
+378% +$51.8K
SABA
260
Saba Capital Income & Opportunities Fund II
SABA
$223M
$59K ﹤0.01%
4,882
– –
SCHD icon
261
Schwab US Dividend Equity ETF
SCHD
$103B
$59K ﹤0.01%
3,798
+48
+1% +$800
APA icon
262
APA Corp
APA
$12.8B
$58K ﹤0.01%
2,202
– –
IAU icon
263
iShares Gold Trust
IAU
$63.8B
$58K ﹤0.01%
2,341
+29
+1% +$683
PRU icon
264
Prudential Financial
PRU
$42.6B
$57K ﹤0.01%
694
+248
+56% +$22.8K
WDFC icon
265
WD-40
WDFC
$3.06B
$57K ﹤0.01%
309
+1
+0.3% +$169
ISRG icon
266
Intuitive Surgical
ISRG
$126B
$56K ﹤0.01%
+348
New +$59K
SRE icon
267
Sempra
SRE
$58.6B
$56K ﹤0.01%
1,042
+214
+26% +$12.2K
SLF icon
268
Sun Life Financial
SLF
$45.9B
$54K ﹤0.01%
1,626
– –
NCOM
269
DELISTED
National Commerce Corporation
NCOM
$54K ﹤0.01%
+1,490
New +$56.7K
KEYS icon
270
Keysight
KEYS
$53.4B
$52K ﹤0.01%
843
– –
NOBL icon
271
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$52K ﹤0.01%
1,706
-474
-22% -$15.1K
OXY icon
272
Occidental Petroleum
OXY
$55.6B
$51K ﹤0.01%
838
-33
-4% -$2.32K
BIIB icon
273
Biogen
BIIB
$30.7B
$50K ﹤0.01%
166
+60
+57% +$19.1K
DUK icon
274
Duke Energy
DUK
$98.4B
$50K ﹤0.01%
581
-42
-7% -$3.58K
CELG
275
DELISTED
Celgene Corp
CELG
$50K ﹤0.01%
784
+443
+130% +$32.7K
9 10
11
12 13

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2018 Portfolio in Review

As of Q4 2018, Allworth Financial held 988 positions worth $2.03B, down 8.3% from $2.21B the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Allworth Financial's Q4 2018 filing shows 59 new, 192 increased, 142 reduced and 80 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 2,224,129 shares worth $60.4M. The largest sale was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $82.8M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.2% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q4 2018 buy was State Street SPDR Portfolio S&P 500 Value ETF: 2,224,129 shares worth $60.4M.
  • Allworth Financial added most to JPMorgan Ultra-Short Income ETF in Q4 2018, an estimated $40.7M increase.
  • Allworth Financial's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $82.8M.
  • Allworth Financial fully exited iShares MBS ETF in Q4 2018, selling an estimated $339K.
  • Allworth Financial's ten largest holdings make up 71% of its $2.03B portfolio in Q4 2018.
  • Allworth Financial opened 59 new positions and closed 80 in Q4 2018.
  • Allworth Financial's portfolio value fell 8.3% quarter-over-quarter to $2.03B.

Based on Allworth Financial's 13F filing for Q4 2018, filed 11 Feb 2019.