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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLI
2701
Standard Lithium
SLI
$584M
$1.42K ﹤0.01%
500
– –
VRTS icon
2702
Virtus Investment Partners
VRTS
$1.1B
$1.41K ﹤0.01%
7
+2
+40% +$407
HWKN icon
2703
Hawkins
HWKN
$2.71B
$1.41K ﹤0.01%
+24
New +$1.3K
ITGR icon
2704
Integer Holdings
ITGR
$4.26B
$1.41K ﹤0.01%
18
-22
-55% -$1.86K
NTGR icon
2705
NETGEAR
NTGR
$635M
$1.41K ﹤0.01%
112
+12
+12% +$159
TEVA icon
2706
Teva Pharmaceuticals
TEVA
$41.2B
$1.41K ﹤0.01%
138
-914
-87% -$8.51K
RWX icon
2707
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.41K ﹤0.01%
59
– –
HAPN
2708
Happen Inc
HAPN
$2.24B
$1.4K ﹤0.01%
230
-1,848
-89% -$14.4K
ANAB icon
2709
AnaptysBio
ANAB
$1.68B
$1.4K ﹤0.01%
78
– –
MC icon
2710
Moelis & Co
MC
$4.94B
$1.4K ﹤0.01%
31
– –
PFSI icon
2711
PennyMac Financial
PFSI
$4.02B
$1.4K ﹤0.01%
21
– –
NVAX icon
2712
Novavax
NVAX
$1.31B
$1.39K ﹤0.01%
192
-25
-12% -$200
GSBC icon
2713
Great Southern Bancorp
GSBC
$878M
$1.39K ﹤0.01%
29
– –
QSI icon
2714
Quantum-Si Incorporated
QSI
$177M
$1.39K ﹤0.01%
836
– –
MODV
2715
DELISTED
ModivCare
MODV
$1.39K ﹤0.01%
44
+12
+38% +$470
MITK icon
2716
Mitek Systems
MITK
$834M
$1.38K ﹤0.01%
129
– –
OI icon
2717
O-I Glass
OI
$1.08B
$1.37K ﹤0.01%
82
+35
+74% +$704
SITM icon
2718
SiTime
SITM
$21.8B
$1.37K ﹤0.01%
12
– –
LGTY
2719
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$1.36K ﹤0.01%
+119
New +$1.32K
BFLY icon
2720
Butterfly Network
BFLY
$2.35B
$1.36K ﹤0.01%
1,153
– –
HTZ icon
2721
Hertz
HTZ
$809M
$1.36K ﹤0.01%
111
-11
-9% -$184
FLZH
2722
Flash Sports & Media Holdings
FLZH
$73.3M
$1.36K ﹤0.01%
40
– –
CNM icon
2723
Core & Main
CNM
$8.71B
$1.36K ﹤0.01%
+47
New +$1.45K
UVSP icon
2724
Univest Financial
UVSP
$1.18B
$1.36K ﹤0.01%
78
+22
+39% +$405
CAC icon
2725
Camden National
CAC
$976M
$1.35K ﹤0.01%
48
-39
-45% -$1.26K
107 108
109
110 111

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.