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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVEI
2526
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
$2.07K ﹤0.01%
+138
New +$3.2K
ARWR icon
2527
Arrowhead Research
ARWR
$12.4B
$2.07K ﹤0.01%
77
+35
+83% +$1.07K
WEX icon
2528
WEX
WEX
$6.31B
$2.07K ﹤0.01%
11
+10
+1,000% +$1.93K
IX icon
2529
ORIX
IX
$43.5B
$2.07K ﹤0.01%
+110
New +$2.06K
DKS icon
2530
Dick's Sporting Goods
DKS
$18.7B
$2.06K ﹤0.01%
19
+5
+36% +$633
SDGR icon
2531
Schrodinger
SDGR
$1.36B
$2.06K ﹤0.01%
73
+4
+6% +$161
GME icon
2532
GameStop
GME
$8.6B
$2.06K ﹤0.01%
125
+78
+166% +$1.55K
TRHC
2533
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$2.06K ﹤0.01%
200
+100
+100% +$949
SHOC icon
2534
Strive US Semiconductor ETF
SHOC
$243M
$2.05K ﹤0.01%
63
– –
RNG icon
2535
RingCentral
RNG
$5.28B
$2.04K ﹤0.01%
69
-440
-86% -$14.6K
ESTC icon
2536
Elastic
ESTC
$7.81B
$2.03K ﹤0.01%
25
+18
+257% +$1.23K
VREX icon
2537
Varex Imaging
VREX
$523M
$2.03K ﹤0.01%
108
+42
+64% +$879
TSLX icon
2538
Sixth Street Specialty
TSLX
$1.81B
$2.02K ﹤0.01%
99
+44
+80% +$878
BTG icon
2539
B2Gold
BTG
$6.64B
$2.02K ﹤0.01%
700
– –
EEMA icon
2540
iShares MSCI Emerging Markets Asia ETF
EEMA
$860M
$2.02K ﹤0.01%
32
– –
CLH icon
2541
Clean Harbors
CLH
$16.3B
$2.01K ﹤0.01%
+12
New +$2.02K
OTLY
2542
Oatly Group
OTLY
$438M
$2K ﹤0.01%
112
-10
-8% -$291
ADEA icon
2543
Adeia
ADEA
$3.11B
$2K ﹤0.01%
187
+130
+228% +$1.38K
HE icon
2544
Hawaiian Electric Industries
HE
$2.14B
$2K ﹤0.01%
162
-99
-38% -$2.41K
NUSA icon
2545
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
$1.98K ﹤0.01%
87
+1
+1% +$23
TENB icon
2546
Tenable Holdings
TENB
$4.01B
$1.97K ﹤0.01%
44
+3
+7% +$135
EUSA icon
2547
iShares MSCI USA Equal Weighted ETF
EUSA
$1.88B
$1.96K ﹤0.01%
+26
New +$2.05K
GGB icon
2548
Gerdau
GGB
$9.7B
$1.96K ﹤0.01%
492
– –
ME
2549
DELISTED
23andMe Holding Co
ME
$1.96K ﹤0.01%
100
– –
VSXY
2550
Victoria's Secret
VSXY
$7.83B
$1.95K ﹤0.01%
117
+28
+31% +$530
100 101
102
103 104

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.