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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
226
American Express
AXP
$228B
$141K 0.01%
1,133
– –
AMNB
227
DELISTED
American National Bankshares Inc
AMNB
$141K 0.01%
+3,560
New +$133K
DFS
228
DELISTED
Discover Financial Services
DFS
$139K ﹤0.01%
1,641
+900
+121% +$74.2K
VRAY
229
DELISTED
ViewRay, Inc.
VRAY
$138K ﹤0.01%
32,594
– –
MXIM
230
DELISTED
Maxim Integrated Products
MXIM
$137K ﹤0.01%
2,232
+168
+8% +$9.78K
BND icon
231
Vanguard Total Bond Market
BND
$158B
$136K ﹤0.01%
1,622
+473
+41% +$39.8K
XEL icon
232
Xcel Energy
XEL
$48.8B
$136K ﹤0.01%
2,147
– –
IGOV icon
233
iShares International Treasury Bond ETF
IGOV
$1.53B
$134K ﹤0.01%
2,671
+285
+12% +$14.3K
PRU icon
234
Prudential Financial
PRU
$42.6B
$134K ﹤0.01%
1,429
+934
+189% +$85.8K
LQD icon
235
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$133K ﹤0.01%
1,037
+177
+21% +$22.5K
DSU icon
236
BlackRock Debt Strategies Fund
DSU
$591M
$132K ﹤0.01%
11,820
– –
FV icon
237
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$132K ﹤0.01%
4,181
– –
FYX icon
238
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$132K ﹤0.01%
2,031
– –
LRCX icon
239
Lam Research
LRCX
$372B
$132K ﹤0.01%
4,500
+3,070
+215% +$81.5K
TDY icon
240
Teledyne Technologies
TDY
$30.1B
$130K ﹤0.01%
+375
New +$126K
HDEF icon
241
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$128K ﹤0.01%
+5,204
New +$123K
EXC icon
242
Exelon
EXC
$46.6B
$127K ﹤0.01%
3,892
+394
+11% +$12.8K
VXUS icon
243
Vanguard Total International Stock ETF
VXUS
$155B
$125K ﹤0.01%
2,244
+454
+25% +$24.4K
CAT icon
244
Caterpillar
CAT
$373B
$124K ﹤0.01%
838
-21
-2% -$2.93K
SLQD icon
245
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$124K ﹤0.01%
2,421
+191
+9% +$9.75K
SYK icon
246
Stryker
SYK
$133B
$124K ﹤0.01%
589
+232
+65% +$48.2K
IWF icon
247
iShares Russell 1000 Growth ETF
IWF
$120B
$123K ﹤0.01%
2,808
+2,340
+500% +$97.7K
XLK icon
248
State Street Technology Select Sector SPDR ETF
XLK
$115B
$123K ﹤0.01%
2,688
+4
+0.1% +$171
DD icon
249
DuPont de Nemours
DD
$18.7B
$122K ﹤0.01%
1,519
+13
+0.9% +$1.08K
LOW icon
250
Lowe's Companies
LOW
$118B
$122K ﹤0.01%
1,016
+267
+36% +$30.5K
8 9
10
11 12

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.