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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRG icon
226
Evergy
EVRG
$19.2B
$109K ﹤0.01%
1,643
– –
CAT icon
227
Caterpillar
CAT
$374B
$108K ﹤0.01%
859
+27
+3% +$3.43K
XLK icon
228
State Street Technology Select Sector SPDR ETF
XLK
$114B
$108K ﹤0.01%
2,684
+4
+0.1% +$160
BKI
229
DELISTED
Black Knight, Inc. Common Stock
BKI
$107K ﹤0.01%
1,745
– –
VFH icon
230
Vanguard Financials ETF
VFH
$13.4B
$106K ﹤0.01%
1,510
-3
-0.2% -$207
TSCO icon
231
Tractor Supply
TSCO
$15.9B
$105K ﹤0.01%
5,815
+20
+0.3% +$414
CCL icon
232
Carnival Corporation Ltd
CCL
$37.7B
$103K ﹤0.01%
2,349
+456
+24% +$21K
LTS
233
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$103K ﹤0.01%
43,400
– –
AFL icon
234
Aflac
AFL
$64.7B
$102K ﹤0.01%
1,956
+1
+0.1% +$53
SCHF icon
235
Schwab International Equity ETF
SCHF
$66.2B
$100K ﹤0.01%
6,294
-408
-6% -$6.42K
TFC icon
236
Truist Financial
TFC
$63.3B
$100K ﹤0.01%
1,880
+250
+15% +$12.4K
K
237
DELISTED
Kellanova
K
$99K ﹤0.01%
1,641
+78
+5% +$4.46K
PAYX icon
238
Paychex
PAYX
$41.1B
$99K ﹤0.01%
1,192
– –
BNY
239
Bank of New York Mellon
BNY
$106B
$97K ﹤0.01%
2,152
-71
-3% -$3.16K
BND icon
240
Vanguard Total Bond Market
BND
$157B
$97K ﹤0.01%
1,149
-782
-40% -$65.6K
CVS icon
241
CVS Health
CVS
$134B
$95K ﹤0.01%
1,509
+85
+6% +$5.04K
FVD icon
242
First Trust Value Line Dividend Fund
FVD
$8.29B
$95K ﹤0.01%
2,719
– –
VRAY
243
DELISTED
ViewRay, Inc.
VRAY
$95K ﹤0.01%
32,594
+27,855
+588% +$165K
COP icon
244
ConocoPhillips
COP
$144B
$93K ﹤0.01%
1,628
+132
+9% +$7.51K
VXUS icon
245
Vanguard Total International Stock ETF
VXUS
$154B
$92K ﹤0.01%
1,790
– –
ALL icon
246
Allstate
ALL
$68.3B
$91K ﹤0.01%
836
+2
+0.2% +$209
DOW icon
247
Dow Inc
DOW
$21.4B
$91K ﹤0.01%
1,901
+28
+1% +$1.31K
PTY icon
248
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$91K ﹤0.01%
+5,000
New +$91K
MCA
249
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$91K ﹤0.01%
6,300
– –
CII icon
250
BlackRock Enhanced Captial and Income Fund
CII
$981M
$90K ﹤0.01%
+5,600
New +$88.8K
8 9
10
11 12

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.