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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.21B
AUM Growth
+$118M
Cap. Flow
+$40.3M
Cap. Flow %
1.83%
Top 10 Hldgs %
73.75%
Holding
1,044
New
69
Increased
185
Reduced
173
Closed
118

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$41.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$39.1M
3
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$36.2M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$14.4M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$26M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$21.8M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$20.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 1.17%
2 Financials 0.45%
3 Communication Services 0.44%
4 Healthcare 0.42%
5 Energy 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNDX icon
226
Vanguard Total International Bond ETF
BNDX
$82.1B
$84K ﹤0.01%
1,532
+608
+66% +$33.3K
PLBC icon
227
Plumas Bancorp
PLBC
$426M
$83K ﹤0.01%
3,349
– –
GD icon
228
General Dynamics
GD
$103B
$82K ﹤0.01%
400
– –
XLK icon
229
State Street Technology Select Sector SPDR ETF
XLK
$115B
$82K ﹤0.01%
2,168
+608
+39% +$22.3K
AXP icon
230
American Express
AXP
$228B
$81K ﹤0.01%
758
+378
+99% +$39.3K
MCA
231
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$81K ﹤0.01%
6,300
– –
ICLR icon
232
Icon
ICLR
$12.8B
$80K ﹤0.01%
519
-14
-3% -$2.01K
AFL icon
233
Aflac
AFL
$64.8B
$79K ﹤0.01%
1,669
+129
+8% +$5.9K
BABA icon
234
Alibaba
BABA
$279B
$79K ﹤0.01%
477
+216
+83% +$38.2K
PPT
235
Franklin Premier Income Trust
PPT
$323M
$79K ﹤0.01%
14,952
– –
TFC icon
236
Truist Financial
TFC
$63.5B
$79K ﹤0.01%
1,630
– –
USB icon
237
US Bancorp
USB
$98B
$79K ﹤0.01%
1,504
– –
COHR
238
DELISTED
Coherent Inc
COHR
$79K ﹤0.01%
459
– –
CCL icon
239
Carnival Corporation Ltd
CCL
$38B
$78K ﹤0.01%
1,223
+1
+0.1% +$61
XEL icon
240
Xcel Energy
XEL
$48.8B
$78K ﹤0.01%
1,647
-49
-3% -$2.31K
AGN
241
DELISTED
Allergan plc
AGN
$77K ﹤0.01%
404
– –
BOND icon
242
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$76K ﹤0.01%
+746
New +$76.7K
SCHE icon
243
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$76K ﹤0.01%
2,943
+13
+0.4% +$337
FLGE
244
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$76K ﹤0.01%
254
– –
AMX icon
245
America Movil
AMX
$76B
$75K ﹤0.01%
4,700
– –
XLV icon
246
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$75K ﹤0.01%
787
+148
+23% +$13.4K
NOBL icon
247
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$73K ﹤0.01%
2,180
– –
OXY icon
248
Occidental Petroleum
OXY
$55.6B
$72K ﹤0.01%
871
+5
+0.6% +$404
BNY
249
Bank of New York Mellon
BNY
$106B
$71K ﹤0.01%
1,402
+709
+102% +$37.3K
FIS icon
250
Fidelity National Information Services
FIS
$23.8B
$70K ﹤0.01%
639
– –
8 9
10
11 12

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Walleye Capital
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Allworth Financial's Q3 2018 Portfolio in Review

As of Q3 2018, Allworth Financial held 1,044 positions worth $2.21B, up 5.6% from $2.09B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Allworth Financial's Q3 2018 filing shows 69 new, 185 increased, 173 reduced and 118 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 1,053,383 shares worth $40.3M. The largest sale was Vanguard Morningstar Growth ETF, an estimated $35.9M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Financials and Communication Services.

  • Allworth Financial's largest Q3 2018 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 1,053,383 shares worth $40.3M.
  • Allworth Financial added most to JPMorgan Ultra-Short Income ETF in Q3 2018, an estimated $41.5M increase.
  • Allworth Financial's biggest Q3 2018 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $35.9M.
  • Allworth Financial fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2018, selling an estimated $214K.
  • Allworth Financial's ten largest holdings make up 74% of its $2.21B portfolio in Q3 2018.
  • Allworth Financial opened 69 new positions and closed 118 in Q3 2018.
  • Allworth Financial's portfolio value rose 5.6% quarter-over-quarter to $2.21B.

Based on Allworth Financial's 13F filing for Q3 2018, filed 30 Oct 2018.